TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 October 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 26,795 0.02% 505,449 0.34%
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 9,500 0.01% 19,500 0.01%
(4)
TOTAL: 161,295 0.11% 939,308 0.64%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 18 27.4000 USD
ORD Purchase 100 27.1100 USD
ORD Purchase 150 27.3900 USD
ORD Purchase 511 27.3884 USD
ORD Purchase 957 27.2681 USD
ORD Purchase 1,000 27.2425 USD
ORD Purchase 1,560 27.4004 USD
ORD Purchase 1,700 27.1000 USD
ORD Purchase 1,885 27.2929 USD
ORD Purchase 2,400 27.2579 USD
ORD Purchase 2,600 27.3142 USD
ORD Purchase 3,300 27.2144 USD
ORD Purchase 4,500 27.3441 USD
ORD Purchase 5,100 27.3901 USD
ORD Purchase 5,200 27.2767 USD
ORD Purchase 5,400 27.2321 USD
ORD Purchase 7,183 27.1801 USD
ORD Purchase 9,800 27.2302 USD
ORD Purchase 16,537 27.1044 USD
ORD Sale 36 27.4000 USD
ORD Sale 100 27.1100 USD
ORD Sale 150 27.3900 USD
ORD Sale 157 27.3700 USD
ORD Sale 232 27.4364 USD
ORD Sale 481 27.3667 USD
ORD Sale 600 27.3343 USD
ORD Sale 1,100 27.1481 USD
ORD Sale 1,521 27.2613 USD
ORD Sale 2,100 27.3917 USD
ORD Sale 2,500 27.1120 USD
ORD Sale 3,028 27.2290 USD
ORD Sale 3,900 27.3456 USD
ORD Sale 5,100 27.3901 USD
ORD Sale 5,700 27.2515 USD
ORD Sale 5,979 27.2679 USD
ORD Sale 37,816 27.1757 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to deal
or refrain from dealing entered into by the person
making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Written -1,300 27.5000 American 20 Nov 2015
Options
ORD Call Purchased 700 30.0000 American 20 Nov 2015
Options
ORD Call Written -15,700 37.5000 American 20 Nov 2015
Options
ORD Put Written 4,900 40.0000 American 20 Nov 2015
Options
ORD Call Purchased 3,900 32.5000 American 20 Nov 2015
Options
ORD Call Written -2,500 30.0000 American 16 Oct 2015
Options
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