General Electric Company Director/PDMR Shareholding (2952Q)
September 11 2017 - 1:00AM
UK Regulatory
TIDMGEC
RNS Number : 2952Q
General Electric Company
08 September 2017
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION --------------------------------
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL hours per response: 0.5
OWNERSHIP --------------------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting and Ticker or (Check all applicable) Director 10% Owner
Person(*)DIMITRIEF ALEXANDER Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
----------------------------- ----------------- -------------------------------------------------------------------------------------------------
3. Date of
Earliest
Transaction
(Month/Day/Year)
09/06/2017
----------------------------- ----------------- -------------------------------------------------------------------------------------------------
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
----------------------------- ----------------- -------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
--------- ----------------- ----------------- --------------- -------------------------- --------------- ---------- ---------------
Code V Amount (A) Price
or
(D)
--------- ----------------- ----------------- ----- -------- ------- ---- ----------- --------------- ---------- ---------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
---------------- ----------- ----------------- ----------------- --------------- --------------------- ------------------------------- -------------------- ----------- --------------- ---------- -------------
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
---------------- ----------- ----------------- ----------------- ----- -------- -------- ----------- ------------ ----------------- ------- ----------- ----------- --------------- ---------- -------------
Employee Stock
Option (right Common
to buy) $24.92 09/06/2017 A 117,000 (1) 09/06/2027 Stock 117,000 $0 117,000 D
---------------- ----------- ----------------- ----------------- ----- -------- -------- ----------- ------------ ----------------- ------- ----------- ----------- --------------- ---------- -------------
Restricted Common
Stock Unit (2) 09/06/2017 A 17,000 (3) (3) Stock 17,000 $0 17,000 D
---------------- ----------- ----------------- ----------------- ----- -------- -------- ----------- ------------ ----------------- ------- ----------- ----------- --------------- ---------- -------------
Explanation of Responses:
1. The Stock Options become exercisable in five equal annual installments of 20% each beginning
on the first anniversary of the grant date.
2. 1 for 1
3. The Restricted Stock Units vest in five equal annual installments of 20% each beginning
on the first anniversary of the grant date.
Remarks:
Brian Sandstrom on behalf of Alexander Dimitrief 09/08/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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