RockRose Energy plc TR-1: Notification of Major Interest in Shares (4890K)
July 10 2017 - 1:00AM
UK Regulatory
TIDMRRE
RNS Number : 4890K
RockRose Energy plc
10 July 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------------
1. Identity of the issuer or Rockrose Energy Plc
the underlying issuer of existing
shares to which voting rights
are attached: (ii)
----------------------------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------- -----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
--------------------------------------------------------------- -----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------- -----------------------------------
An event changing the breakdown of voting rights X
--------------------------------------------------------------- -----------------------------------
Other (please
specify):
---------------------------------------------------------- --- -----------------------------------
3. Full name of person(s) City Financial Investment
subject to the notification Company Limited, acting as
obligation: (iii) Investment Manager and Authorised
Corporate Director of the
City Financial Absolute Equity
Fund
----------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) BNY Mellon Trust and Depositary
(if different from 3.):(iv) as Trustee to the City Financial
Absolute Equity Fund
----------------------------------------------------------- ---------------------------------------
5. Date of the transaction 06 JULY 2017
and date onwhich the threshold
is crossed or reached: (v)
----------------------------------------------------------- ---------------------------------------
6. Date on which issuer 07 JULY 2017
notified:
----------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 15, 14 & 13%
----------------------------------------------------------- ---------------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- --------------------------------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights
Shares Voting (x)
Rights
-------------- ------------------------- ------------------------ -------------- -------------------------- --------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- -------- ----------- -------------------- -------------- ----------- ------------- --------- ---------
GB00BYNFCH09 1,500,000 1,500,000 1,866,666 1,866,666 12.17%
------------------------- ------------------------ -------------- ----------- ------------- --------- ---------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be acquired
if the instrument
is exercised/converted.
------------------ ----------------------- -------------------------- --------------------------- -------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------
Type of Exercis Expiration Exercise/Conversion Number of voting % of voting
financial price date period rights instrument rights (xix,
instrument (xvii) (xviii) refers to xx)
---------------- ---------- --------------- ---------------------- --------------------------- ---------------------------------
Nominal Delta
---------------- ---------- --------------- ---------------------- --------------------------- ------------- ------------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------- --------------------------------------------------------------
1,866,666 12.17%
--------------------------------------------------------------------- --------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------
N/A
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- --------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- --------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- --------------------
13. Additional information:
------------------------------------------------------- --------------------
14. Contact name: Ben Ellenbogen
------------------------------------------------------- --------------------
15. Contact telephone number: +44 (0)20 7451 9600
------------------------------------------------------- --------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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