SigmaRoc PLC Holding(s) in Company (1129K)
September 16 2016 - 9:50AM
UK Regulatory
TIDMSRC
RNS Number : 1129K
SigmaRoc PLC
16 September 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------------------
1. Identity of the issuer SigmaRoc Plc
or the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------- ---------------------------------------------------------
2 Reason for the notification (please tick the
appropriate box or boxes):
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An acquisition or disposal of voting rights x
---------------------------------------------------------------------------------------- ---------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------------------------------- ---------
An acquisition or disposal of instruments
with similar economic effect to qualifying
financial instruments
---------------------------------------------------------------------------------------- ---------
An event changing the breakdown of voting
rights
---------------------------------------------------------------------------------------- ---------
Other (please
specify):
-------------- ------------------------------------------------------------------------ ---------
3. Full name of person(s) James Leek
subject to the
notification obligation:
(iii)
---------------------------------------- ---------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
---------------------------------------- ---------------------------------------------------------
5. Date of the transaction 16 September 2016
and date on
which the threshold
is crossed or
reached: (v)
---------------------------------------- ---------------------------------------------------------
6. Date on which issuer 16 September 2016
notified:
---------------------------------------- ---------------------------------------------------------
7. Threshold(s) that Below 3%
is/are crossed or
reached: (vi, vii)
---------------------------------------- ---------------------------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after
of to the triggering the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------ ---------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
-------------- ----------- ----------- ----------- ----------------------- -------------------
Direct Direct Indirect(xii) Direct Indirect
(xi)
-------------- ----------- ----------- ----------- ------- -------------- -------- ---------
Ordinary
0.1p
GB00BDBY9264 8,333,333 8,333,333 < 3% < 3% < 3%
----------- ----------- ----------- ------- -------------- -------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of % of voting
financial date Conversion voting rights
instrument (xiii) Period (xiv) rights that
may be
acquired
if the
instrument
is
exercised/
converted.
-------------- ----------- ------------------------ ----------------------- -------------------
C: Financial Instruments with similar economic
effect to Qualifying Financial Instruments (xv,
xvi)
---------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date(xvii) Conversion voting rights rights(xix,
instrument period instrument xx)
(xviii) refers to
-------------- ----------- ----------- ----------- ----------------------- -------------------
Nominal Delta
-------------- ----------- ----------- ----------- ----------------------- -------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting
rights
---------------------------------------- ---------------------------------------------------------
Under 3%
---------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if
applicable: (xxi)
-----------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------- -----------
11. Number of voting rights proxy
holder will cease to hold:
---------------------------------------------------- -----------
12. Date on which proxy holder
will cease to hold
voting rights:
---------------------------------------------------- -----------
13. Additional information:
-------------------------------------------------- -------------
14. Contact name: James Leek
-------------------------------------------------- -------------
15. Contact telephone number:
-------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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