Trinity Capital PLC Holding(s) in Company (4263Q)
November 29 2016 - 3:43AM
UK Regulatory
TIDMTRC
RNS Number : 4263Q
Trinity Capital PLC
29 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-------------------------------------------------
1. Identity of the issuer or Trinity Capital PLC
the underlying issuer
of existing shares to which
voting rights are
attached:
------------------------------------------------------------ --------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------- ---------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------- ---------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------- ---------------------
An event changing the breakdown of voting rights
------------------------------------------------------------- ---------------------
Other (please
specify):
----------------------------------------------------------- ---------------------
3. Full name of person(s) Lars Ernest Bader
subject to the
notification obligation:
(iii)
------------------------------------------------------------ --------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------------------------ --------------------
5. Date of the transaction 28/11/2016
and date on
which the threshold is crossed
or
reac
------------------------------------------------------------ --------------------
6. Date on which issuer notified: 28/11/2016
------------------------------------------------------------ --------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 16%
------------------------------------------------------------ --------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------------- -------------------------------- -----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------------- --------------- --------------- ------------- ---------------------- --------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------------- ----------- ----------- ------------- ----------- --------- ------------- -----------------
Ordinary
(ISIN GB00B0ZL5243) 33605803 15.97% 35205803 35205803 0 16.73% 0
--------------- --------------- ------------- ----------- --------- ------------- -----------------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------------ ------------- ------------------------------ ------------------------ ----------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
---------------------- ------------- ------------- --------------- ------------------------ ------------------------------
Nominal Delta
---------------------- ------------- ------------- --------------- ------------------------ ------------- ---------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------- ---------------------------------------------------------------------
35205803 16.73%
-------------------------------------------------------- ---------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- -------
11. Number of voting rights proxy
holder will cease
to hold:
-------------------------------------------------------------- -------
12. Date on which proxy holder will
cease to hold
voting rights:
-------------------------------------------------------------- -------
13. Additional information:
------------------------------------------------------------ ---------
14. Contact name:
------------------------------------------------------------ ---------
15. Contact telephone number:
------------------------------------------------------------ ---------
Note: Annex should only be submitted to the FSA not the
issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
------------------------------------------------------------------------------------------------------
Full name Lars Ernest Bader
(including legal form of
legal entities)
------------------------------------------------------- ---------------------------------------------
Contact address Fort Cambridge, Tigne Street,
(registered office for legal Sliema, Malta
entities)
------------------------------------------------------- ---------------------------------------------
Phone number & email 001 202 681 1279 larsbader@hotmail.com
------------------------------------------------------- ---------------------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------------------------- ---------------------------------------------
B: Identity of the notifier, if applicable
------------------------------------------------------------------------------------------------------
Full name Lars Ernest Bader
------------------------------------------------------- ---------------------------------------------
Contact address Fort Cambridge, Tigne Street,
Sliema, Malta
------------------------------------------------------- ---------------------------------------------
Phone number & email 001 202 681 1279 larsbader@hotmail.com
------------------------------------------------------- ---------------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------------------------- ---------------------------------------------
C: Additional information
------------------------------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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