Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
June 29 2020 - 8:57AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
SEC File Number 001-32898
CUSIP Number 14986C 102
NOTIFICATION OF LATE FILING
(Check One):
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☐ Form 10-K
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☐ Form 11-K
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☐ Form 20-F
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☒
Form 10-Q
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☐ Form 10-D
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☐ Form N-CEN
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☐ Form N-CSR
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For Period Ended: March 31, 2020
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☐
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Transition Report on Form 10-K
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☐
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Transition Report on Form 20-F
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☐
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Transition Report on Form 11-K
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☐
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Transition Report on Form 10-Q
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For Transition Period Ended:
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Nothing in this form shall be construed to imply that the
Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates:
PART I – REGISTRANT INFORMATION
CBAK ENERGY TECHNOLOGY,
INC.
Full Name of Registrant
BAK Industrial Park, Meigui Street, Huayuankou Economic
Zone
Address of Principal Executive Office (Street and Number)
Dalian, China 116450
City, State and Zip Code
PART II – RULE 12-b 25 (b) AND (c)
If the subject report could not be filed
without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.
(Check box if appropriate.)
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(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or
expense;
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☒
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(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR,
or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or
before the fifth calendar day following the prescribed due date; and
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(c)
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III – NARRATIVE
State below in reasonable detail the reasons why Form 10-K,
20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof could not be filed within the prescribed time
period. (Attach extra sheets if needed.)
As previously reported in its current report on Form 8-K
as of May 15, 2020, operations of the registrant have been affected by the outbreak of COVID-19. The registrant has not finalized
its financial statements for the quarter ended March 31, 2020. As a result, the registrant is unable to file its Form 10-Q within
the prescribed time period without unreasonable effort or expense. The registrant anticipates that it will file the Form 10-Q within
the five-day grace period provided by Exchange Act Rule 12b-25.
PART IV – OTHER INFORMATION
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(1)
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Name and telephone number of person to contact in regard
to this notification
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Yunfei Li
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86-411
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39185985
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section
13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify
report(s).
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(3)
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Is it anticipated that any significant change in results
of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof?
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If
so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
CBAK ENERGY TECHNOLOGY, INC.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the
undersigned thereunto duly authorized.
Date:
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June 29, 2020
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By:
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/s/ Yunfei Li
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Yunfei Li
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Chief Executive Officer
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3
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