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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 12, 2023

OBLONG, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of
Incorporation or organization)
001-35376
(Commission File Number)
77-0312442
(IRS Employer
Identification No.)
25587 Conifer Road, Suite 105-231
Conifer, Colorado 80433
(Address of principal executive offices, zip code)
(303) 640-3838
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.0001 per shareOBLG
Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 8.01 Other Information

As reported in the Company’s Form 10-Q for the quarter ended June 30, 2023, filed on August 10, 2023 (the “10-Q Report”), the Company had 2,728,928 shares of common stock issued and outstanding and 6,375 shares of Series F Convertible Preferred Stock issued and outstanding. As of September 12, 2023, the Company had 3,916,294 shares of common stock issued and outstanding and 5,264 shares of Series F Convertible Preferred Stock issued and outstanding. From July 1, 2023 through September 12, 2023, the Company has issued 1,594,142 shares of common stock pursuant to conversions of its Series F Convertible Preferred Stock, partially offset by a return of 406,776 shares of common stock in exchange for pre-funded warrants (see the 10-Q Report for further discussion).




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
OBLONG, INC.


Date: September 13, 2023                    By:    /s/ Peter Holst        
Name: Peter Holst
Title: President & CEO



v3.23.2
Cover
Apr. 18, 2022
Cover [Abstract]  
Document Type 8-K
Document Period End Date Sep. 12, 2023
Entity Registrant Name OBLONG, INC.
Entity Incorporation, State or Country Code DE
Entity File Number 001-35376
Entity Tax Identification Number 77-0312442
Entity Address, Address Line One 25587 Conifer Road
Entity Address, Address Line Two Suite 105-231
Entity Address, City or Town Conifer
Entity Address, State or Province CO
Entity Address, Postal Zip Code 80433
City Area Code 303
Local Phone Number 640-3838
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $0.0001 per share
Trading Symbol OBLG
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
Entity Central Index Key 0000746210
Amendment Flag false
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