Statement of Changes in Beneficial Ownership (4)
November 05 2021 - 3:47PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Ortelius Advisors, L.P. |
2. Issuer Name and Ticker or Trading Symbol
CAPITAL SENIOR LIVING CORP
[
CSU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
450 PARK AVENUE, SUITE 2700, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/3/2021 |
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/3/2021 | | P(3) | | 305055 | A | $30.00 | 582478 | I | See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea"). |
(2) | Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea, except to the extent of their pecuniary interest therein. |
(3) | Represents the number of shares of Common Stock that the Reporting Persons purchased pursuant to the Issuer's rights offering. |
Remarks: Following the transactions reported herein, for the purposes of Section 16, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Common Stock of the Issuer. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Ortelius Advisors, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
| X |
|
|
Pangaea Ventures, L.P. C/O ORTELIUS ADVISORS, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
| X |
|
|
DeSorcy Peter 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
| X |
|
|
Signatures
|
ORTELIUS ADVISORS, L.P. By: Ortelius Management, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member | | 11/5/2021 |
**Signature of Reporting Person | Date |
PANGAEA VENTURES, L.P. By: Ortelius Advisors GP I, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member | | 11/5/2021 |
**Signature of Reporting Person | Date |
/s/ Peter DeSorcy | | 11/5/2021 |
**Signature of Reporting Person | Date |
Capital Senior Living (NYSE:CSU)
Historical Stock Chart
From Jul 2024 to Aug 2024
Capital Senior Living (NYSE:CSU)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Capital Senior Living Corp (New York Stock Exchange): 0 recent articles
More Capital Senior Living Corp News Articles