Statement of Changes in Beneficial Ownership (4)
April 17 2020 - 6:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Serianni Charles F |
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC SERVICES, INC.
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RSG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Chief Financial Officer |
(Last)
(First)
(Middle)
18500 NORTH ALLIED WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/15/2020 |
(Street)
PHOENIX, AZ 85054
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/15/2020 | | A | | 8 | A | $77.00 | 1434 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 4/15/2020 | | A | | 105 | | (3) | (3) | Common Stock | 105 | $77.00 | 19999 | D | |
Stock Units | (4) | 4/15/2020 | | A | | 38 | | (4) | (4) | Common Stock | 38 | $77.00 | 7350 | D | |
Performance Shares (PSUs) | (2) | 4/15/2020 | | A | | 129 | | (5) | (5) | Common Stock | 129 | $77.00 | 24606 | D | |
Explanation of Responses: |
(1) | Reflects dividends paid under the Company's Employee Stock Purchase Plan since the last report filed. |
(2) | Based on 1 on 1 conversion. |
(3) | Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. |
(4) | Mr. Serianni holds these stock units under the Republic Services Stock Incentive Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock. |
(5) | Reflects dividend equivalents received on the 8,442 Performance Shares ("PSUs") earned as of 02/06/2018, 8,740 PSUs earned as of 02/08/2019, and 6,804 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Serianni Charles F 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
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| EVP Chief Financial Officer |
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Signatures
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/s/ Eileen B. Schuler
Attorney-in-Fact | | 4/17/2020 |
**Signature of Reporting Person | Date |
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