Current Report Filing (8-k)
April 17 2017 - 4:03PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): April 17, 2017
ALPHA-EN
CORPORATION
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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001-12885
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95-4622429
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(State
or Other Jurisdiction
of
Incorporation)
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|
(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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120
White Plains Road, Suite 425, Tarrytown, New York 10591
(Address
of Principal Executive Offices)
(914)
418-2000
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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alpha-En
Corporation (the “Company”) has prepared slides to be posted on the Company’s website and for use in connection
with investor presentations. The presentation slides are attached to this Current Report on Form 8-K as Exhibit 99.1 and are incorporated
herein solely for purposes of this Item 7.01.
On
April 17, 2017 the Company issued a letter to its stockholders. The letter is attached to this Current Report on Form 8-K as Exhibit
99.2 and is incorporated herein solely for purposes of this Item 7.01.
The
information set forth in this report, including Exhibit 99.1 and 99.2, is furnished pursuant to Item 7.01 and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities under that section, nor shall such information be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific
reference in such a filing.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
99.1 Presentation
slides dated April 17, 2017
99.2 Letter
to the Stockholders of alpha-En Corporation dated April 17, 2017
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ALPHA-EN
CORPORATION
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(Registrant)
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Date:
April 17, 2017
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By:
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/s/
Jerome I. Feldman
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Name:
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Jerome
I. Feldman
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Title:
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Executive
Chairman and Treasurer
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