Initial Statement of Beneficial Ownership (3)
October 09 2020 - 9:48AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LEVAN ALAN B |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/29/2020
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3. Issuer Name and Ticker or Trading Symbol
BBX Capital, Inc. [BBXIA/B]
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(Last)
(First)
(Middle)
401 EAST LAS OLAS BOULEVARD, SUITE 800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chairman / |
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(Street)
FORT LAUDERDALE, FL 33301
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock, par value $0.01 per share | 684937 (1) | D | |
| Class B Common Stock, par value $0.01 per share | 864426 (1) | D | |
| Class A Common Stock, par value $0.01 per share | 986197 (1) | I | By Levan Partners, LLC |
| Class B Common Stock, par value $0.01 per share | 141577 (1) | I | By Levan Partners, LLC |
| Class A Common Stock, par value $0.01 per share | 78700 (1) | I | By Susie and Alan B. Levan Family Foundation, Inc. |
| Class A Common Stock, par value $0.01 per share | 7344 (1) | I | By Levan Children's Trust |
| Class B Common Stock, par value $0.01 per share | 336915 (1) | I | By Levan BFC Stock Partners, LP |
| Class A Common Stock, par value $0.01 per share | 2341 (1) | I | By Spouse |
| Class B Common Stock, par value $0.01 per share | 240 (1) | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Shares of the issuer's Class B Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion. |
Remarks:
Exhibit List:
Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
LEVAN ALAN B
401 EAST LAS OLAS BOULEVARD
SUITE 800
FORT LAUDERDALE, FL 33301 | X | X | Chairman |
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Signatures
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| s/Brett Sheppard, Chief Financial Officer, BBX Capital Inc., Attorney-in-Fact for Alan B. Levan | | 10/9/2020 |
| **Signature of Reporting Person | Date |
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