- Amended Statement of Ownership (SC 13G/A)
February 14 2012 - 11:36AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES
13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)*
Comprehensive
Care Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
204620207
(CUSIP Number)
December 31, 2011
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 5
SCHEDULE 13G/A1
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CUSIP No. 204620207
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Page 2 of 5 Pages
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1
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NAME OF REPORTING PERSON
Lloyd I. Miller, III
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
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(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
4,978,122
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6
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SHARED VOTING POWER
421,792
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7
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SOLE DISPOSITIVE POWER
4,978,122
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8
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SHARED DISPOSITIVE POWER
421,792
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,399,914
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
8.4%
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12
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TYPE OF REPORTING
PERSON
IN-IA-OO**
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page
3
of 5
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Item 1
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(a).
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Name of Issuer:
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Comprehensive Care Corporation
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Item 1
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(b).
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Address of Issuerss Principal Executive Offices:
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3405 W. Dr. Martin Luther King Jr. Blvd
Suite 101
Tampa, Florida 33607
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Item 2
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(a).
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Name of Person Filing:
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Lloyd I. Miller, III
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Item 2
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(b).
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Address of Principal Business Office or, if None, Residence:
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222 Lakeview Avenue
Suite 160-365
West Palm Beach, Florida 33401
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Item 2
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(c).
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Citizenship:
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U.S.A.
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Item 2
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(d).
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Title of Class of Securities:
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Common Stock
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Item 2
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(e).
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CUSIP Number:
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204620207
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Item 3.
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IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
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Not Applicable, this statement is filed pursuant to 13d-1(c)
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Page
4
of 5
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Item 4.
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OWNERSHIP:
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The reporting person has sole voting and dispositive power with respect to 4,978,122 of the reported securities as (i) a manager of a limited liability company that
is the general partner of a certain limited partnership, (ii) the manager of a limited liability company that is the adviser to certain family trusts, (iii) plan administrator of a pension plan and (iv) an individual. The reporting person has shared
voting and dispositive power with respect to 421,792 of the reported securities as (i) co-member and co-manager of a limited liability company, and (ii) as an authorized person with respect to a custody account. Of the reported securities herein
5,121,100 consist of rights to purchase the Issuers common stock pursuant to certain warrants which were exercisable beginning on September 15, 2010 and ending on September 15, 2015 at an exercise price of $0.25 per share. The warrants were
issued in connection with that certain Agreement of Exchange and Issuance of Senior Notes and Warrants dated April 30, 2010.
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(a)
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5,399,914
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(b)
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8.4%
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(c)
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(i)
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sole voting power:
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4,978,122
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(ii)
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shared voting power:
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421,792
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(iii)
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sole dispositive power:
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4,978,122
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(iv)
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shared dispositive power:
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421,792
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Item 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
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Not Applicable
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Item 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
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Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of
dividends from, or the proceeds from the sale of, the reported securities.
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Item 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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Not Applicable
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Item 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
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Not Applicable
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Item 9.
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NOTICE OF DISSOLUTION OF GROUP:
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Not Applicable
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Item 10.
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CERTIFICATION:
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Page
5
of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Dated: February 14, 2012
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/s/ Lloyd I. Miller, III
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Lloyd I. Miller, III
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