Amended Quarterly Report (10-q/a)
August 22 2017 - 2:47PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
[X]
QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarter ended June 30, 2017
[_]
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Financial Gravity Companies, Inc.
(Exact name of registrant as specified in
its charter)
Nevada
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001-34770
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20-4057712
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(State or other jurisdiction
of incorporation or organization)
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(Commission
File No.)
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(IRS Employee
Identification No.)
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800 N. Watters Rd., Suite 120, Allen,
Texas 75013
(Address of Principal Executive Offices)
469-342-9100
(Issuer Telephone number)
Indicate by check mark whether the issuer:
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [_]
Indicate by check mark whether the registrant
has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted
pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period
that the registrant was required to submit and post such files). Yes [X] No [_]
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company filer. See definition
of “accelerated filer” and “large accelerated filer” in Rule 12b-2 of the Exchange Act (Check one):
Large Accelerated Filer [_]
Accelerated Filer [_] Non-Accelerated Filer [_] Smaller
Reporting Company [X]
Emerging growth company [_]
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. [_]
Indicate by check mark whether the registrant is a shell company
as defined in Rule 12b-2 of the Exchange Act. Yes [_] No [X]
As of June 30, 2017, the aggregate market
value of the registrant’s Common Stock held by non-affiliates of the issuer was approximately $12,111,953 based on the last
sales price of the issuer’s Common Stock, as reported by OTC Markets. This amount excludes the market value of all shares
as to which any executive officer, director or person known to the registrant to be the beneficial owner of at least 5% of the
registrant’s Common Stock may be deemed to have sole or shared voting power.
The number of shares outstanding of the registrant’s Common
Stock as of August 17, 2017 was 35,637,900.
EXPLANATORY NOTE
This Amendment No. 1 to
the Quarterly Report on Form 10-Q is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with
Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q, as originally filed on August 21, 2017.
Item 5. Exhibits
101.INS
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XBRL Instance Document
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101.SCH
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XBRL Schema Document
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101.CAL
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XBRL Calculation Linkbase Document
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101.DEF
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XBRL Definition Linkbase Document
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101.LAB
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XBRL Label Linkbase Document
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101.PRE
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XBRL Presentation Linkbase Document
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* Pursuant to Rule 406T of Regulation S-T, the
interactive files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes
of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Date: August 22, 2017
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By:
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/s/ John Pollock
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John Pollock
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Chief Executive Officer
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(Principal Executive Officer)
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Date: August 22, 2017
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By:
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/s/ Paul Williams
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Paul Williams
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Chief Financial Officer
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(Principal Financial Officer)
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