Current Report Filing (8-k)
November 08 2021 - 10:26AM
Edgar (US Regulatory)
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2021-11-08
2021-11-08
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): November 8, 2021
GEX
MANAGEMENT INC.
(Exact
name of registrant as specified in its charter)
Texas
|
|
56-2428818
|
(State
or other jurisdiction of
incorporation
or organization)
|
|
(I.R.S.
Employer
Identification
No.)
|
3662
W Camp Wisdom Rd, Dallas, Texas
|
|
75237
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
Telephone Number, including area code: (877) 210-4396
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company: ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
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Trading
Symbol(s)
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|
Name
of each exchange on which registered
|
Common
Stock
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GXXM
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OTC
Pink
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Item
4.01. Changes in Registrant’s Certifying Accountant.
On
November 8, 2021, the Board of Directors of GEX Management, Inc (the “Company”) approved the engagement of Hudgens CPA PLLC
(“Hudgens”) as the Company’s new independent registered public accounting firm for the year ending December 31, 2021
and review the interim quarterly financial statements for the period ended September 30, 2021. In connection with the selection of Hudgens,
the Company dismissed Slack & Company (“Slack & Co.”) as the Company’s independent registered public accounting
firm.
During
the years ended December 31, 2018, 2019 and 2020, and the subsequent interim period through June 30, 2021, there were no (1) disagreements
(as defined in Item 304(a)(1)(iv) of Regulation S-K and related instructions) with Slack & Co. on any matter of accounting principles
or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction
of Slack & Co., would have caused Slack & Co. to make reference to the subject matter of the disagreement in their reports, or
(2) reportable events (as defined in Item 304(a)(1)(v) of Regulation S-K). The audit reports of Slack & Co. on the Company’s
consolidated financial statements as of and for the years ended December 31, 2018, 2019 and 2020, did not contain any adverse opinion
or disclaimer of opinion, nor were they qualified or modified as to uncertainty, audit scope or accounting principles.
During
the years ended December 31, 2020, 2019, 2018, 2017 and 2016, and the subsequent interim period through June 30, 2021, neither the Company
nor anyone on its behalf has consulted Hudgens with respect to either (i) the application of accounting principles to a specified transaction,
either completed or proposed, or the type of audit opinion that might be rendered on the Company’s consolidated financial statements
or the effectiveness of internal control over financial reporting, where either a written report or oral advice was provided to the Company
that Hudgens concluded was an important factor considered by the Company in reaching a decision as to any accounting, auditing or financial
reporting issue; or (ii) any matter that was either the subject of a disagreement (as defined in Item 304(a)(1)(iv) of Regulation S-K
and related instructions) or a reportable event (as defined in Item 304(a)(1)(v) of Regulation S-K).
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
November 8, 2021
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GEX
Management, Inc
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|
|
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By:
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/s/
Joseph Frontiere
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Joseph
Frontiere
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Chief
Executive Officer
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Gex Management (CE) (USOTC:GXXM)
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