Statement of Changes in Beneficial Ownership (4)
December 01 2020 - 3:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Greenberg Christopher |
2. Issuer Name and Ticker or Trading Symbol
Midwest Energy Emissions Corp.
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MEEC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman of the Board |
(Last)
(First)
(Middle)
14554 EAST LUPINE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/30/2020 |
(Street)
SCOTTSDALE, AZ 85259
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Put-Call Option (right and obligation to buy) | $0.23 | 11/30/2020 | | P | | 2000000 | | 1/1/2021 | 5/31/2021 | Common Stock | 2000000 | (1) | 2000000 | D | |
Explanation of Responses: |
(1) | On November 30, 2020, the Reporting Person entered into a loan transaction with Richard MacPherson pursuant to which the Reporting Person has loaned $460,000 to the Mr. MacPherson. In connection therewith, Mr. MacPherson shall have the right to sell and transfer 2,000,000 shares to the Reporting Person in full repayment of the loan and the Reporting Person shall also have the right to purchase and acquire from Mr. MacPherson and obligate Mr. MacPherson to sell and transfer to the Reporting Person such 2,000,000 shares in full repayment of the loan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Greenberg Christopher 14554 EAST LUPINE DRIVE SCOTTSDALE, AZ 85259 | X |
| Chairman of the Board |
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Signatures
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/s/ Christopher Greenberg | | 12/1/2020 |
**Signature of Reporting Person | Date |
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