UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 or 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Report on Form 6-K dated May 6, 2020
(Commission File No. 1-15024)
____________________
Novartis AG
(Name of Registrant)
Lichtstrasse 35
4056 Basel
Switzerland
(Address of Principal Executive Offices)
____________________
Indicate by check mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F:
Form 20-F: ☒
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Form 40-F: ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained
in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934.
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Novartis International AG
Novartis Global Communications
CH-4002 Basel
Switzerland
https://www.novartis.com
https://twitter.com/novartisnews
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MEDIA
& INVESTOR RELEASE
Novartis announces
FDA approval of MET inhibitor Tabrecta™ for metastatic non-small cell lung cancer with METex14
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Tabrecta (capmatinib, formerly INC280) is the first and only therapy approved by the FDA to
specifically target metastatic NSCLC with a mutation that leads to MET exon 14 skipping (METex14)1
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~4,000-5,000 patients are diagnosed with METex14 metastatic NSCLC each year in the US and
may face poor prognosis due to presence of the mutation2-3
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Tabrecta demonstrated an overall response rate of 68% and 41% in treatment- naive and previously
treated METex14 patients, respectively1
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FDA approval reinforces the company's bold vision to deliver innovative treatment approaches
for patients living with lung cancer
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Basel, May 6, 2020 — Novartis announced today that the US Food
and Drug Administration (FDA) approved Tabrecta™ (capmatinib, formerly INC280), an oral
MET inhibitor for adult patients with metastatic non-small cell lung cancer (NSCLC) whose tumors have a mutation that leads
to MET exon 14 skipping (METex14) as detected by an FDA-approved test. This indication is approved under accelerated approval based
on overall response rate and duration of response. Continued approval for this indication may be contingent upon verification and
description of clinical benefit in confirmatory trial(s).
This approval fills a long-recognized and
urgent need among METex14 patients who have not had a treatment option approved to specifically target the driver of their lung
cancer3. Tabrecta is approved for first-line and previously treated patients,
regardless of prior treatment type, and is expected to be available to patients in the coming days.
The FDA also approved FoundationOne®CDx
as the companion diagnostic for Tabrecta, to aid in detecting mutations that lead to MET exon 14 skipping in tumor tissue.
“Non-small cell lung cancer is a complex disease, with many different
possible mutations that may encourage the cancer’s growth,” said Juergen Wolf, MD, from the Center for Integrated Oncology,
University Hospital Cologne and lead investigator of the GEOMETRY study. “MET exon 14 skipping is a known oncogenic driver.
With today’s decision by the FDA, we can now test for and treat this challenging form of lung cancer with a targeted therapy,
offering new hope for patients with NSCLC harboring this type of mutation.”
Novartis was previously granted Breakthrough
Therapy Designation for capmatinib. According to FDA guidelines, treatments that receive Breakthrough Therapy Designation must
target a
serious or life-threatening disease and demonstrate a substantial improvement
over existing therapies on one or more significant preliminary research endpoints.
The approval of Tabrecta is based on results
from the pivotal GEOMETRY mono-1 Phase II multi-center, non-randomized, open-label, multi-cohort study. In the METex14 population
(n=97), the confirmed overall response rate was 68% (95% CI, 48-84) and 41% (95% CI, 29-53) among treatment-naive (n=28) and previously
treated patients (n=69), respectively, based on the Blinded Independent Review Committee (BIRC) assessment per RECIST v1.11.
In patients taking Tabrecta, the study also demonstrated a median duration of response of 12.6 months (95% CI, 5.5–25.3)
in treatment-naive patients (19 responders) and 9.7 months (95% CI, 5.5-13.0) in previously treated patients (28 responders)1.
The most common treatment- related adverse events (AEs) (incidence ≥20%) are peripheral edema, nausea, fatigue, vomiting, dyspnea,
and decreased appetite1.
“Today, and especially during these difficult times, we are incredibly
proud that Tabrecta is the first treatment approved by the FDA specifically to treat patients diagnosed with this aggressive NSCLC
associated with METex14,” said Susanne Schaffert, PhD, President, Novartis Oncology. “In our quest to reimagine medicine,
we have worked tirelessly over the past decades to advance the understanding and treatment of NSCLC, striving to make a difference
in patients’ lives, one mutation at a time. We thank all the physicians, patients and families involved in the Tabrecta clinical
trials, and we remain committed to advancing innovative solutions for the patients we work to serve.”
NSCLC accounts for approximately 85% of
the 2 million new lung cancer diagnoses each year worldwide, including about 228,000 in the United States4-5.
Nearly 70% of NSCLC patients have a genomic mutation6. METex14, a recognized oncogenic
driver, occurs in approximately 3%-4% of newly diagnosed metastatic NSCLC cases (about 4,000 – 5,000 patients in the US
annually)7-9, 2.
“With NSCLC, understanding whether a mutation is driving the cancer
is critical, and it’s important for doctors and patients to use comprehensive biomarker testing at the time of diagnosis
or progression to check for mutations like those that cause METex14,” said Andrea Ferris, President and CEO of LUNGevity.
“Knowing more about the molecular makeup of their tumor will help patients and their healthcare teams make informed treatment-related
decisions from the start.”
Novartis is committed to providing patients with access to medicines,
as well as resources and support to address a range of needs. The Novartis Oncology Patient Support Program is available to help
guide eligible patients through the various aspects of getting started on treatment, from providing educational information to
helping them understand their insurance coverage and identify potential financial assistance options. Patients or providers can
call 800-282-7630 or visit Patient.NovartisOncology.com or HCP.Novartis.com/Access to learn more about eligibility and to enroll.
Full prescribing information for Tabrecta can be found at https://www.novartis.us/sites/www.novartis.us/files/tabrecta.pdf.
About Tabrecta (capmatinib)
Tabrecta (capmatinib) is a kinase inhibitor that targets MET. Tabrecta
is licensed to Novartis by Incyte Corporation in 2009. Under the Agreement, Incyte granted Novartis worldwide exclusive development
and commercialization rights to capmatinib and certain back-up compounds in all indications.
About GEOMETRY mono-1
GEOMETRY mono-1 is a Phase II a multi-center, non-randomized, open-label,
multi-cohort study in adult patients with EGFR wild-type, metastatic NSCLC as measured by ORR.
The trial evaluated 97 adult patients with metastatic NSCLC harboring
mutations that lead to METex14 (centrally confirmed) who were assigned to Cohorts 4 (n=69, previously treated patients) or 5b (n=28,
treatment-naive), and received capmatinib tablets 400 mg orally twice daily.
The major efficacy outcome is ORR based on BIRC assessment per RECIST v1.1.
An additional efficacy outcome is duration of response by BIRC.
Novartis Commitment to Lung Cancer
Worldwide, lung cancer causes more deaths than colon, breast and prostate
cancer combined, and more than 2 million new cases of lung cancer are diagnosed each year4.
Despite treatment advances, many patients with NSCLC still have a poor prognosis and limited treatment options3.
This includes the nearly 70% of NSCLC patients who have a genomic mutation6. To
determine the most appropriate treatment, medical organizations recommend comprehensive genomic testing for patients with lung
cancer as part of their upfront diagnosis7.
Novartis Oncology's research has helped transform treatment approaches for
patients living with NSCLC. Novartis continues its commitment to the global lung cancer community through ongoing studies, as well
as the exploration of investigational compounds in NSCLC, including those that target genetic biomarkers and tumor promoting inflammation.
Indication
TABRECTA™ (capmatinib) tablets is a prescription medicine used
to treat adults with a kind of lung cancer called non-small cell lung cancer (NSCLC) that has spread to other parts of the body
or cannot be removed by surgery (metastatic), and whose tumors have an abnormal mesenchymal-epithelial transition (MET) gene.
The effectiveness of TABRECTA in these patients is based on a study that
measured 2 types of response to treatment (response rate and duration of response). There is no clinical information available
to show if patients treated with TABRECTA live longer or if their symptoms improve. There are ongoing studies to find out how TABRECTA
works over a longer period of time.
It is not known if TABRECTA is safe and effective in children.
Important Safety Information
TABRECTA may cause serious side effects, such as lung or breathing
problems. TABRECTA may cause inflammation of the lungs during treatment that may lead to death. Patients should be advised to contact
their health care provider right away if they develop any new or worsening symptoms, including cough, fever, trouble breathing,
or shortness of breath.
TABRECTA may cause abnormal blood test results, which may be a sign
of liver problems. Patients should be advised that their health care provider will do blood tests to check their liver before starting
and during treatment with TABRECTA. Patients should be advised to contact their health care provider right away if they develop
any signs and symptoms of liver problems including the skin or the white part of their eyes turning yellow (jaundice), dark or
“tea-colored” urine, light-colored stools (bowel movements), confusion, loss of appetite for several days or longer,
nausea and vomiting, pain, aching, or tenderness on the right side of the stomach area (abdomen), or weakness or swelling in the
stomach area.
The skin may be sensitive to the sun (photosensitivity) during treatment
with TABRECTA. Patients should be advised to use sunscreen or wear clothes that cover their skin during treatment with TABRECTA
to limit direct sunlight exposure.
For women of reproductive potential, TABRECTA can harm their unborn
baby. They should use an effective method of birth control during treatment with TABRECTA and for 1 week after the last dose. Men
who have partners who can become pregnant should use effective birth control during treatment with TABRECTA and for 1 week after
the last dose.
Before taking TABRECTA, patients should tell their health care provider
about all their medical conditions, including if they have or have had lung or breathing problems other than lung cancer, have
or have had liver problems, or if they are pregnant or plan to become pregnant, as TABRECTA can harm their unborn babies. Females
who are able to become pregnant should have a pregnancy test before they start treatment with TABRECTA and should use effective
birth control during treatment and for 1 week after the last dose of TABRECTA. Patients should be advised to talk to their health
care provider about birth control choices that might be right for them during this time and to tell their health care provider
right away if they become pregnant or think they may be pregnant during treatment with TABRECTA. Males who have female partners
who can become pregnant should use effective birth control during treatment and for 1 week after their last dose of TABRECTA.
Patients should tell their health care provider about all the medicines they
take or start taking, including prescription and over-the-counter medicines, vitamins, and herbal supplements.
The most common side effects of TABRECTA include swollen hands, ankles,
or feet (peripheral edema); nausea and/or vomiting; tiredness and/or weakness (fatigue, asthenia); shortness of breath (dyspnea);
loss of appetite; changes in bowel movements (diarrhea or constipation); cough; pain in the chest; fever (pyrexia); back pain;
and decreased weight.
Please see full Prescribing Information for Tabrecta available at https://www.novartis.us/sites/www.novartis.us/files/tabrecta.pdf
Disclaimer
This press release contains forward-looking
statements within the meaning of the United States Private Securities Litigation Reform Act of 1995. Forward-looking statements
can generally be identified by words such as “potential,” “can,” “will,” “plan,”
“may,” “could,” “would,” “expect,” “anticipate,” “seek,”
“look forward,” “believe,” “committed,” “investigational,” “pipeline,”
“launch,” or similar terms, or by express or implied discussions regarding potential marketing approvals, new indications
or labeling for the investigational or approved products described in this press release, or regarding potential future revenues
from such products. You should not place undue reliance on these statements. Such forward-looking statements are based on our
current beliefs and expectations regarding future events, and are subject to significant known and unknown risks and uncertainties.
Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results
may vary materially from those set forth in the forward-looking statements. There can be no guarantee that the investigational
or approved products described in this press release will be submitted or approved for sale or for any additional indications
or labeling in any market, or at any particular time. Nor can there be any guarantee that such products will be commercially successful
in the future. In particular, our expectations regarding such products could be affected by, among other things, the uncertainties
inherent in research and development, including clinical trial results and additional analysis of existing clinical data; regulatory
actions or delays or government regulation generally; global trends toward health care cost containment, including government,
payor and general public pricing and reimbursement pressures and requirements for increased pricing transparency; our ability
to obtain or maintain proprietary intellectual property protection; the particular prescribing preferences of physicians and patients;
general political, economic and business conditions, including the effects of and efforts to mitigate pandemic diseases such as
COVID-19; safety, quality, data integrity or manufacturing issues; potential or actual data security and data privacy breaches,
or disruptions of our information technology systems, and other risks and factors referred to in Novartis AG’s current Form
20-F on file with the US Securities and Exchange Commission. Novartis is providing the information in this press release as of
this date and does not
undertake any obligation to update any forward-looking statements contained
in this press release as a result of new information, future events or otherwise.
About Novartis
Novartis is reimagining medicine to improve and extend people’s
lives. As a leading global medicines company, we use innovative science and digital technologies to create transformative treatments
in areas of great medical need. In our quest to find new medicines, we consistently rank among the world’s top companies
investing in research and development. Novartis products reach nearly 800 million people globally and we are finding innovative
ways to expand access to our latest treatments. About 109,000 people of more than 145 nationalities work at Novartis around the
world. Find out more at https://www.novartis.com.
Novartis is on Twitter. Sign up to follow @Novartis at https://twitter.com/novartisnews
For Novartis multimedia content, please visit https://www.novartis.com/news/media-library
For questions about the site or required registration, please contact media.relations@novartis.com
References
1.
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Tabrecta™ (capmatinib) Prescribing Information. East Hanover, New Jersey, USA: Novartis
Pharmaceuticals Corporation; May 2020.
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2.
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Data on file. Novartis Calculation. Kantar Health. CancerMPact: lung (non-small cell) stage IV
incidence and newly recurrent. Updated December 15, 2018. my.khapps.com.
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3.
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Cappuzzo F, et al. Increased MET gene copy number negatively affects survival of surgically
resected non- small-cell lung cancer patients. Journal of Clinical Oncology. 2009;27:1667-1674.
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4.
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World Health Organization. Cancer Fact Sheet, 2018. Available at: https://www.who.int/news-room/fact-
sheets/detail/cancer. Accessed December 13, 2019.
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5.
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American Cancer Society. Key Statistics for Lung Cancer. Available at https://www.cancer.org/cancer/lung-
cancer/about/key-statistics.html. Accessed March 10, 2020.
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6.
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Hirsch FR, Suda K, Wiens J, et al. New and emerging targeted treatments
in advanced non-small-cell lung cancer. Lancet. 2016;388:1012-1024.
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7.
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Sadiq AA, Salgia R. MET as a possible target for non-small-cell lung cancer. Journal of Clinical
Oncology. 2013;31:1089-1096.
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8.
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Smyth EC, et al. Emerging molecular targets in oncology: clinical potential of MET/hepatocyte
growth-factor inhibitors. Onco Targets and Therapy. 2014;7:1001-1014.
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9.
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Salgia R. MET in Lung Cancer: Biomarker Selection Based on Scientific Rationale. Molecular
Cancer Therapeutics. 2017;16(4):555-565.
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*FoundationOne®CDx is a registered trademark
of Foundation Medicine, Inc.
# # #
Novartis Media Relations
E-mail: media.relations@novartis.com
Anja von Treskow
Novartis External Communications
+41 79 392 8697 (mobile)
anja.von_treskow@novartis.com
Eric Althoff
Novartis US External Communications
+1 646 438 4335
eric.althoff@novartis.com
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Rosemarie Yancosek
Novartis Oncology Communications
+1 862 778 9043 (direct)
+1 862 505 9021 (mobile)
rosemarie.yancosek@novartis.com
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Novartis Investor Relations
Central investor relations line: +41 61 324 7944
E-mail: investor.relations@novartis.com
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Novartis AG
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Date: May 12, 2020
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By:
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/s/ PAUL
PENEPENT
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Name:
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Paul Penepent
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Title:
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Head Group Financial Reporting and
Accounting
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