Barclays PLC Form8.5(EPT/NON-RI)AlfaFinancial SoftwareHldgs PLC (1758O)
September 29 2023 - 4:06AM
UK Regulatory
TIDMBARC TIDMALFA
RNS Number : 1758O
Barclays PLC
29 September 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
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(b) Name of offeror/offeree in relation to whose ALFA FINANCIAL SOFTWARE HOLDINGS PLC
------------------------------------------
relevant securities this form relates:
------------ ---------------------------------------------- ------------ ---------- -------------- --------------
(c) Name of the party to the offer with which exempt Alfa Financial Software Holdings plc
principal trader is connected
------------ ------------------------------- ------------- ------------
(d) Date position held/dealing undertaken: 28 Sep 2023
------------ ---------------------------------------------- ------------ ------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt NO
principal
trader making disclosures in respect of any other party to
the offer?
------------ ------------------------------------------------------------ -------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.1p ordinary
Interests Short Positions
------------------------ ------------------------------
Number (%) Number (%)
------------ -------------- --------------
(1) Relevant securities owned
and/or controlled: 1,294,819 0.44% 95,166 0.03%
---------------------------------------------- ---------- ------------ ---------- -------------- --------------
(2) Cash-settled derivatives:
and/or controlled: 98,537 0.03% 1,274,141 0.43%
---------------------------------------------- ---------- ------------ ---------- -------------- --------------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
---------------------------------------------- ---------- ------------ ---------- -------------- --------------
TOTAL: 1,393,356 0.47% 1,369,307 0.46%
---------------------------------------------- ---------- ------------ ---------- -------------- --------------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------ ---------- -------------- --------------
Details, including nature of the rights
concerned and relevant percentages:
------------ ---------- -------------- --------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price Lowest price
per unit per unit
security securities paid/received paid/received
------------------------------ ---------------------------- ------------------------ --------------
0.1p ordinary Sale 958 1.8700 GBP 1.8350 GBP
---------------------------- ------------------------ -------------- --------------
0.1p ordinary Purchase 50,321 1.8813 GBP 1.8350 GBP
---------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
------------------------------ ---------------------------- ------------------------ --------------
0.1p ordinary CFD Decreasing Short 3 1.8366 GBP
---------------------------- ------------------------ -------------- --------------
0.1p ordinary CFD Decreasing Short 637 1.8698 GBP
---------------------------- ------------------------ -------------- --------------
0.1p ordinary CFD Increasing Short 3 1.8366 GBP
---------------------------- ------------------------ -------------- --------------
0.1p ordinary SWAP Increasing Short 50,000 1.8813 GBP
---------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- ------------- ------------- ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price per
security securities unit
------------------------------ ---------------------------- ------------------------ --------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
---------------------------- ------------------------ ------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to
deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
-------------------------------------------------------------------------- ---------- -------------- --------------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities
to which
any derivative is referenced:
------------------------------ ------------- ------------- ------------ ---------- -------------- --------------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Sep 2023
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Contact name: Large Holdings Regulatory Operations
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Telephone number: 020 3134 7213
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