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FORM 8.5
(EPT/NON-RI)
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PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
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ANGLO AMERICAN PLC
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(c)
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Name of the party to the offer with which exempt
principal trader is connected
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BHP
GROUP LTD
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(d)
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Date position held/dealing undertaken:
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13 May 2024
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(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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YES:
BHP GROUP LTD
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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|
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to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
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|
(1)
Relevant securities owned and/or controlled:
|
5,170,621
|
0.42%
|
16,885,714
|
1.38%
|
|
(2)
Cash-settled derivatives:
|
16,978,698
|
1.39%
|
5,048,489
|
0.41%
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|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
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22,149,319
|
1.81%
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21,934,203
|
1.79%
|
|
|
|
|
|
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|
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(b)
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Rights to subscribe for new securities (including directors
and other executive options)
|
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Class of relevant security in relation to
which subscription right exists
|
|
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Details, including nature of the rights
concerned and relevant percentages:
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|
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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|
(a)
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Purchase and sales
|
|
|
|
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|
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Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
3833123
|
27.9950
GBP
|
26.9800
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1963165
|
27.9950
GBP
|
26.9800
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
1026
|
32.3847
EUR
|
31.9235
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
3849
|
32.3880
EUR
|
31.6954
EUR
|
|
ADR
|
Sale
|
17265
|
17.2259
USD
|
16.9415
USD
|
|
ADR
|
Purchase
|
17265
|
17.2259
USD
|
16.9416
USD
|
|
|
|
|
|
|
|
|
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(b)
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Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
104
|
27.7585
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
150
|
27.8015
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
264
|
27.4878
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
272
|
27.7566
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
837
|
635.6046
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
922
|
27.7201
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
997
|
634.3617
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,343
|
639.6541
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,624
|
636.9345
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,338
|
27.7202
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,710
|
634.0933
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,466
|
635.3614
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,591
|
27.7345
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,906
|
634.8000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
12,764
|
27.2602
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
14,593
|
27.4410
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
18,185
|
27.5487
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
19,830
|
27.6042
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
21,147
|
27.7417
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
24,850
|
27.7048
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
26,457
|
27.7356
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
27,405
|
27.4407
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
28,409
|
27.5927
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
40,723
|
632.7332
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
45,591
|
27.6024
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
45,749
|
631.9441
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
72,241
|
27.1302
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
75,105
|
27.6995
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
103,942
|
27.0702
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
183,453
|
27.0700
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
195,072
|
27.5529
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
206,434
|
27.0711
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,900,000
|
27.7100
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3
|
635.3338
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
135
|
27.6773
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
156
|
27.1511
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
823
|
633.6917
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,343
|
639.3983
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,844
|
633.6910
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
3,710
|
633.9189
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
3,844
|
31.6920
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,128
|
635.2573
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
8,963
|
27.1791
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
10,000
|
27.3724
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
26,261
|
636.8892
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
168,655
|
633.4169
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2
|
27.2547
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
63
|
27.7400
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
92
|
27.5362
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
207
|
27.7650
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
208
|
27.4146
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
298
|
27.7478
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
311
|
27.2237
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
574
|
27.4167
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
651
|
27.1698
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
837
|
635.6046
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
997
|
634.3617
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,076
|
27.6612
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,624
|
636.9345
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,705
|
27.7536
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,144
|
637.8722
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,303
|
27.4611
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
8,424
|
27.7154
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,466
|
635.3614
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,000
|
27.4715
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,906
|
634.8000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,966
|
27.3670
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
19,778
|
27.0700
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
27,594
|
27.6758
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
28,306
|
27.6143
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
40,723
|
632.7332
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
45,586
|
27.5382
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
45,749
|
631.9441
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
52,300
|
27.6091
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
129,400
|
27.5689
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
694,706
|
27.5664
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1
|
27.0722
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3
|
635.3338
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
823
|
633.6917
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,021
|
31.9270
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,844
|
633.6910
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,144
|
638.0476
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4,174
|
27.5515
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
7,128
|
635.2573
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
22,405
|
27.2265
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
26,261
|
637.0804
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
168,655
|
633.6069
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
1,109
|
27.0686
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
14 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|