CAP.MAN.& INV Capital Management & Investment Plc : Holding(s) In Company
October 27 2014 - 10:47AM
UK Regulatory
TIDMCMIP
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
- AMENDED NOTIFICATION
1. Identity of the issuer or the underlying issuer Capital Management and Investment Plc
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Friends Life Group Limited (previously Resolution
notification obligation: (iii) Limited)
4. Full name of shareholder(s) See 9 below
(if different from 3.):(iv)
5. Date of the transaction and date on 28/01/2014
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: Original notification made on 28/01/2014
Amendment to notification made on 24/10/2014
7. Threshold(s) that is/are crossed or Each 1% threshold from 9% to 24%
reached: (vi, vii)
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
GB00B590LQ84 612,232 612,232 1,790,533 1,790,533 24.9999%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date (xiii) Conversion Period (xiv) exercised/ converted. rights
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Conversion
instrument Exercise price date (xvii) period (xviii) Number of voting rights instrument refers to % of voting rights (xix, xx)
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
1,790,533 24.9999%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
All of the shares are held by Vidacos Nominees Limited
as a nominee for Friends Provident International Limited,
which is wholly owned by Friends Life and Pensions
Limited.
Friends Life and Pensions Limited is a wholly owned
subsidiary of Friends Life Limited, a wholly owned
subsidiary of Friends Life FPL Limited, a wholly owned
subsidiary of Friends Life FPG Limited, a wholly owned
subsidiary of Friends Life Holdings plc (previously
Friends Life Group plc), a wholly owned subsidiary
of FLG Holdings Limited (previously Resolution Holdings
(Guernsey) Limited), a wholly owned subsidiary of
Resolution Holdco No.1 LP, which is 99.99% owned by
Friends Life Group Limited (previously Resolution
Limited).
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease
to hold: N/A
12. Date on which proxy holder will cease to hold
voting rights: N/A
Notification using the total issued share capital
figure of 7,162,133
This notification has been amended to reflect that
the holding notified on 28 January 2014 was rounded
up to 25% from 24.9999% in error, and clarifies that
the 25% threshold was not in fact passed. The number
of shares advised in the original notification was
13. Additional information: correct.
14. Contact name: Victoria Hames, Company Secretary
15. Contact telephone number: 0845 6417844
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Capital Management & Investment Plc via Globenewswire
HUG#1866116
http://www.cmi-plc.co.uk/
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