SchroderJapan Growth Fund PLC Holding(s) in Company (9989H)
June 13 2017 - 11:58AM
UK Regulatory
TIDMSJG
RNS Number : 9989H
SchroderJapan Growth Fund PLC
13 June 2017
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
Schroder Japan Growth Fund Plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached: ( )
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
An event changing the breakdown of voting rights: ( )
Other (please specify): ( )
3. Full name of person(s) subject to notification
obligation:
Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3):
JP Morgan Chase - SWIFT
State Street - Custody Master Trust
Northern Trust Co.
5. Date of transaction (and date on which the threshold is
crossed or reached if different):
9 June 2017
6. Date on which issuer notified:
12 June 2017
7. Threshold(s) that is/are crossed or reached:
Decrease from 7% to 6%
8. Notified Details:
A: Voting rights attached to shares
Class/type of Situation previous to the triggering
shares if possible transaction
use ISIN CODE
Number of shares Number of voting
rights
GB0008022849
8,751,282
Resulting situation after the triggering transaction
Number of shares Number of voting % of voting rights
rights
Direct Direct Indirect Direct Indirect
8,745,475 6.996%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/conversion No. of voting % of voting
instrument date period rights that rights
may be acquired
if the instrument
exercised/ converted
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights
instrument period instrument
refers to
Nominal Delta
Total (A+B+C)
Number of voting % of voting
rights rights
8,745,475 6.996%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable (:)
Lazard Asset Management LLC controls all the voting rights held
of this issuer.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting
rights:
N/A
13. Additional information:
N/A
14. Contact name:
Ria Vavakis
15. Contact telephone number:
020 7658 2371
Date: 13 June 2017
This information is provided by RNS
The company news service from the London Stock Exchange
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