Sirius Minerals Plc Holding(s) in Company (1836V)
August 05 2015 - 5:23AM
UK Regulatory
TIDMSXX
RNS Number : 1836V
Sirius Minerals Plc
05 August 2015
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------------------
1. Identity of the issuer or Sirius Minerals plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-------------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights X
-------------------------------------------------------------------------------------------------------
Other (please Holdings in ordinary shares increased X
specify): above 10% after exercising warrants.
--------------------------------------------------------- --------------------------------------------
3. Full name of person(s) The Capital Group Companies,
subject to the Inc.
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------------------
4. Full name of shareholder(s) See Schedule A
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------------------
5. Date of the transaction 3 August 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------------------
6. Date on which issuer 4 August 2015
notified:
----------------------------------------------------------- ----------------------------------------------
7. Threshold(s) that is/are Above 10%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------------- -------------------------------------------- -------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
--------------------- -------------------------- ---------------- --------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------------- --------- ----------- ------------ --------- --------- ------------ ------------ -----------
Ordinary
Shares
(ISIN: GB00B0DG3H29) 208,692,970 208,692,970 225,492,970 10.1751%
--------------------- -------------------------- ---------------- --------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------------- ------------------------ --------------------------- ------------------------- ---------------------
Warrants 14 Sep
(ISIN: GB00BKJ9V379) 2015 33,200,000 1.4981%
------------------------- ------------------------ --------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
----------------------- ----------- --------------- ----------------------- ------------------------- -----------------------
Nominal Delta
----------------------- ----------- --------------- ----------------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------- -----------------------------------------------------------
258,692,970 11.6732%
--------------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
See Schedule A
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ---
14. Contact name:
------------------------------------------------------------ ---
15. Contact telephone number:
------------------------------------------------------------ ---
As of 3 August 2015
Sirius Minerals plc
Number Percent
of Shares of Outstanding
The Capital Group Companies, Inc. ("CG")
holdings 258,692,970 11.673%
Holdings by CG Management Companies and
Funds:
------------------------------------------ ------------ ----------------
Capital Research and Management Company 258,692,970 11.673%
SMALLCAP World Fund, Inc.
This information is provided by RNS
The company news service from the London Stock Exchange
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