Statement of Changes in Beneficial Ownership (4)
June 22 2022 - 4:02PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Shalev Uzi |
2. Issuer Name and Ticker or Trading Symbol
Airspan Networks Holdings Inc.
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MIMO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CTO |
(Last)
(First)
(Middle)
777 YAMATO ROAD, SUITE 310 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/21/2022 |
(Street)
BOCA RATON, FL 33431
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/21/2022 (1) | | A | | 419240 | A | $0 | 619807 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $2.43 | 6/21/2022 (3) | | A | | 345833 | | (4) | 5/13/2032 | Common Stock | 345833 | $0 | 345833 | D | |
Explanation of Responses: |
(1) | The grant was approved by the compensation committee (the "Compensation Committee") of the board of directors of Airspan Networks Holdings Inc. (the "Company") on April 26, 2022, subject to stockholder approval of the Airspan Networks Holdings Inc. Amended and Restated 2021 Stock Incentive Plan (the "Plan"). The Company's stockholders approved the Plan on June 21, 2022. |
(2) | The reported transaction involved the reporting person's receipt of a grant of 419,240 restricted stock units under the Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 419,240 newly-awarded restricted stock units, 175,000 restricted stock units previously reported in Table II and 25,567 shares of common stock. |
(3) | The grant was approved by the Compensation Committee on April 26, 2022, with a prospective grant date of May 13, 2022, subject to stockholder approval of the Plan. The Company's stockholders approved the Plan on June 21, 2022. |
(4) | The stock option vests as to 25% on April 26, 2023, and in 36 equal monthly installments thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shalev Uzi 777 YAMATO ROAD, SUITE 310 BOCA RATON, FL 33431 |
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| CTO |
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Signatures
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/s/ Christopher J. Riley, Attorney-in-Fact | | 6/22/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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