Volta Finance Limited: Holdings in Company
October 12 2018 - 5:46AM
Volta Finance Limited: Holdings in Company
Volta Finance Limited (VTA / VTAS)
– Notification of Major Interests in
Shares
***** Guernsey, 12 October 2018
Notification of Major Interests in
Shares
The Company announces that it has received the
following TR-1 Notification which is set out below.
TR-1: Standard form for notification of
major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are
attachedii: |
Volta Finance Limited |
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person subject to the notification
obligationiv |
Name |
AXA S.A. |
City and country of registered office (if applicable) |
Paris |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold was crossed or
reachedvi: |
08th October 2018 |
6. Date on which issuer notified
(DD/MM/YYYY): |
11th October 2018 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
30.24% |
N/A |
30.24% |
36,571,162 |
Position of previous notification (if applicable) |
27.37% |
N/A |
27.37% |
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8. Notified details of the resulting situation on the date
on which the threshold was crossed or reachedviii |
A: Voting rights attached to shares |
Class/type of sharesISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
GG00B1GHHH78 |
8,050,072 |
3,009,988 |
22.01% |
8.23% |
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SUBTOTAL 8. A |
11,060,060 |
30.24% |
|
B 1: Financial Instruments according to Art. 13(1)(a) of
Directive 2004/109/EC (DTR5.3.1.1 (a)) |
Type of financial instrument |
Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
|
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SUBTOTAL 8. B 1 |
|
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B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) |
Type of financial instrument |
Expiration datex |
Exercise/ Conversion Period xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
X |
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
AXA S.A. |
30.24% |
|
30.24% |
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10. In case of proxy voting, please
identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional informationxvi |
This TR-1 notification is provided in addition to the
notification made on 11th October to the Netherlands Authority for
the Financial Markets (AFM) in accordance with Part 5.3.3 of the
Financial Supervision Act (Wet op het financieel toezicht).This
TR-1 notification is therefore made for the purposes of providing a
more direct information to shareholders of the Issuer considering
the fact that the Issuer's ordinary shares are listed on the
premium segment of the Official List of the UK Listing Authority
and are admitted to trading on the Main Market of the London Stock
Exchange. |
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Place of completion |
Paris, La Défense |
Date of completion |
11th October 2018 |
For further information, please
contact:
Company Secretary and Portfolio
AdministratorSanne Group (Guernsey)
Limitedvoltafinance@sannegroup.com+44 (0) 1481 739810
Corporate BrokerCenkos
Securities plcSapna ShahAndrew Worne+44 (0) 20 7397 8900
For the Investment ManagerAXA
Investment Managers ParisSerge Demayserge.demay@axa-im.com+33 (0) 1
44 45 84 47
***** ABOUT VOLTA FINANCE
LIMITEDLegal Entity Identification code (LEI):
2138004N6QDNAZ2V3W80
Volta Finance Limited is incorporated in
Guernsey under The Companies (Guernsey) Law, 2008 (as amended) and
listed on Euronext Amsterdam and the London Stock Exchange's Main
Market for listed securities. Volta’s home member state for the
purposes of the EU Transparency Directive is the Netherlands. As
such, Volta is subject to regulation and supervision by the AFM,
being the regulator for financial markets in the Netherlands.
Volta’s investment objectives are to preserve
capital across the credit cycle and to provide a stable stream of
income to its shareholders through dividends. Volta seeks to attain
its investment objectives predominantly through diversified
investments in structured finance assets. The assets that the
Company may invest in either directly or indirectly include, but
are not limited to: corporate credits; sovereign and
quasi-sovereign debt; residential mortgage loans; and, automobile
loans. The Company’s approach to investment is through vehicles and
arrangements that essentially provide leveraged exposure to
portfolios of such underlying assets. The Company has appointed AXA
Investment Managers Paris an investment management company with a
division specialised in structured credit, for the investment
management of all its assets.
*****
ABOUT AXA INVESTMENT
MANAGERSAXA Investment Managers (AXA IM) is a multi-expert
asset management company within the AXA Group, a global leader in
financial protection and wealth management. AXA IM is one of the
largest European-based asset managers with €717 billion in assets
under management as of the end of December 2016. AXA IM employs
approximately 2,420 people around the world.
Past performance cannot be relied on as a guide to
future performance.
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