Amended Statement of Beneficial Ownership (3/a)
July 31 2018 - 3:47PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Wang Jian
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/2/2017
|
3. Issuer Name
and
Ticker or Trading Symbol
ACM Research, Inc. [ACMR]
|
(Last)
(First)
(Middle)
C/O ACM RESEARCH, INC., 42307 OSGOOD ROAD, SUITE I
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
See remarks /
|
(Street)
FREMONT, CA 94539
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
11/2/2017
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrant (Right to Buy)
(1)
|
(2)
|
5/17/2023
|
Class A Common Stock
|
397502
|
$7.50
|
I
|
By Shengxin (Shanghai) Management Consulting Limited Partnership
|
Explanation of Responses:
|
(1)
|
Represents a warrant held by Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC"), which was inadvertently omitted from Mr. Wang's original Form 3 filing. Mr. Wang is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.
|
(2)
|
The warrant became exercisable immediately after the closing of the Issuer's initial public offering, which occurred on November 7, 2017.
|
Remarks:
Vice President, Research and Development of ACM Research (Shanghai), Inc., a subsidiary of the Issuer
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Wang Jian
C/O ACM RESEARCH, INC.
42307 OSGOOD ROAD, SUITE I
FREMONT, CA 94539
|
|
|
See remarks
|
|
Signatures
|
/s/ Mark L. Johnson, Attorney-in-Fact for Jian Wang
|
|
7/31/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
ACM Research (NASDAQ:ACMR)
Historical Stock Chart
From Apr 2024 to May 2024
ACM Research (NASDAQ:ACMR)
Historical Stock Chart
From May 2023 to May 2024