Initial Statement of Beneficial Ownership (3)
September 14 2017 - 3:15PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Arra James F.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/12/2017
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3. Issuer Name
and
Ticker or Trading Symbol
ACXIOM CORP [ACXM]
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(Last)
(First)
(Middle)
ACXIOM CORPORATION, 301 E. DAVE WARD DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Divisional Co-President /
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(Street)
CONWAY, AR 72032
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, $.10 Par Value
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32659
(1)
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D
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Common Stock, $.10 Par Value
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948.2108
(2)
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I
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by Managed Account 1
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Common Stock, $.10 Par Value
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231.6515
(3)
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I
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by Managed Account 2
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Incentive Stock Option (right to buy)
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8/24/2013
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7/23/2023
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Common Stock, $.10 Par Value
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11000
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$0.085
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D
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Incentive Stock Option (right to buy)
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(4)
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1/20/2024
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Common Stock, $.10 Par Value
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33002
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$2.85
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D
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Non-Qualified Stock Option (right to buy)
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4/27/2013
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3/26/2023
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Common Stock, $.10 Par Value
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110009
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$0.85
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D
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Non-Qualified Stock Option (right to buy)
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(5)
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6/29/2026
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Common Stock, $.10 Par Value
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36671
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$21.32
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D
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Explanation of Responses:
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(1)
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This total includes 11,404 restricted stock units that represent a contingent right to receive one share of the registrant's common stock per unit. The units will vest incrementally over four years, with 25% vesting on June 28, 2018, and 1/16 quarterly thereafter until 100% vested, contingent upon the reporting person's continued employment with the registrant. This total also includes 7,986 restricted stock units that represent a contingent right to receive one share of the registrant's common stock per unit. The units will vest quarterly in equal amounts through May 24, 2020, contingent upon the reporting person's continued employment with the registrant.
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(2)
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These shares are held under the Company's 401(k) Retirement Savings Plan.
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(3)
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These shares are held under the Company's Supplemental Executive Retirement Plan.
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(4)
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This incentive stock option will become fully vested on January 21, 2018.
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(5)
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This non-qualified stock option will become fully vested on May 23, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Arra James F.
ACXIOM CORPORATION
301 E. DAVE WARD DRIVE
CONWAY, AR 72032
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Divisional Co-President
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Signatures
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By: Catherine L. Hughes, Attorney-in-Fact For: James F. Arra
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9/14/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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