Statement of Changes in Beneficial Ownership (4)
December 29 2021 - 3:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Fernandez Manuel Senderos |
2. Issuer Name and Ticker or Trading Symbol
AgileThought, Inc.
[
AGIL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
C/O AGILETHOUGHT, INC., 222 W. LAS COLINAS BLVD., SUITE 1650E |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/27/2021 |
(Street)
IRVING, TX 75039
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 12/27/2021 | | A | | 441609 | A | $10.19 (1) | 5036785 | I | By Invertis, LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares of Class A Common Stock acquired through the conversion of an outstanding loan made pursuant to the Credit Agreement, dated as of November 22, 2021, by and among AgileThought, Inc. and AgileThought Mexico, S.A. DE C.V., AN Global LLC, the other loan parties thereto, the financial institutions party thereto, GLAS USA LLC, as administrative agent, and GLAS AMERICAS LLC, as collateral agent (filed as Exhibit 10.3 to AgileThought Inc.'s Current Report on Form 8-K filed on November 30, 2021). The reported price is the consolidated closing bid price on November 22, 2021. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fernandez Manuel Senderos C/O AGILETHOUGHT, INC. 222 W. LAS COLINAS BLVD., SUITE 1650E IRVING, TX 75039 | X |
| Chief Executive Officer |
|
Signatures
|
/s/ Manuel Senderos Fernandez | | 12/29/2021 |
**Signature of Reporting Person | Date |
AgileThought (NASDAQ:AGIL)
Historical Stock Chart
From Apr 2024 to May 2024
AgileThought (NASDAQ:AGIL)
Historical Stock Chart
From May 2023 to May 2024