Statement of Changes in Beneficial Ownership (4)
April 05 2021 - 6:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SMITH BRAD D |
2. Issuer Name and Ticker or Trading Symbol
INTUIT INC
[
INTU
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman |
(Last)
(First)
(Middle)
C/O INTUIT INC., 2700 COAST AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/1/2021 |
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 4/1/2021 | | M | | 1294 (1) | A | $0 | 353990 (2) | D | |
Common Stock | 4/1/2021 | | M | | 811 (3) | A | $0.0 | 354801 | D | |
Common Stock | 4/1/2021 | | M | | 444 | A | $0.0 | 355245 | D | |
Common Stock | 4/1/2021 | | M | | 308 | A | $0.0 | 355553 | D | |
Common Stock | 4/1/2021 | | F | | 1046 | D | $395.23 | 354507 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (4) | 4/1/2021 | | M | | | 1294 (1) | 4/1/2021 (5) | (6) | Common Stock | 1294 | $0 | 11300 | D | |
Restricted Stock Unit | (4) | 4/1/2021 | | M | | | 811 (3) | 4/1/2021 (7) | (6) | Common Stock | 811 | $0.0 | 8696 | D | |
Restricted Stock Unit | (4) | 4/1/2021 | | M | | | 444 | 4/1/2021 (8) | (6) | Common Stock | 444 | $0.0 | 3996 | D | |
Restricted Stock Unit | (4) | 4/1/2021 | | M | | | 308 | 4/1/2021 (8) | (6) | Common Stock | 308 | $0.0 | 4011 | D | |
Explanation of Responses: |
(1) | Represents the deferred release of 1,236 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. |
(2) | Includes 75 shares of common stock acquired by the reporting person on 3/15/2021 through the Intuit Inc. Employee Stock Purchase Plan. |
(3) | Represents the deferred release of 775 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 4/1/2022. |
(4) | 1-for-1 |
(5) | Represents release date for 1,236 vested restricted stock units and the vesting and release date for 58 restricted stock units. |
(6) | Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. |
(7) | Represents release date for 775 vested restricted stock units and the vesting and release date for 36 restricted stock units. |
(8) | Represents vesting and release date for this tranche of restricted stock units. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SMITH BRAD D C/O INTUIT INC. 2700 COAST AVENUE MOUNTAIN VIEW, CA 94043 | X |
| Executive Chairman |
|
Signatures
|
/s/ Erick Rivero, by power-of-attorney | | 4/5/2021 |
**Signature of Reporting Person | Date |
Intuit (NASDAQ:INTU)
Historical Stock Chart
From Apr 2024 to May 2024
Intuit (NASDAQ:INTU)
Historical Stock Chart
From May 2023 to May 2024