|
|
|
|
|
|
OMB APPROVAL
|
|
|
|
OMB Number: 3235-0145
|
|
|
|
Expires: February 28, 2009
|
|
|
|
Estimated average burden hours per response...14.5
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
Common Stock, par value $.001 per share
(Title of Class of Securities)
(CUSIP Number)
Midwood Capital Management LLC
Attn: David E. Cohen
575 Boylston St.
4th Floor
Boston, MA 02116
617-224-1751
Peter M. Rosenblum, Esq.
Foley Hoag LLP
155 Seaport Blvd.
Boston, MA 02210
617-832-1151
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
|
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
750611402
|
13D
|
Page
|
|
2
|
|
of
|
|
12
Pages
|
|
|
|
|
|
|
|
|
1.
|
|
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
DAVID E. COHEN
|
|
|
|
|
|
|
|
|
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3.
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4.
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
|
|
|
5.
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
USA
|
|
|
|
|
|
|
|
7.
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
|
|
|
|
|
|
|
SHARES
|
8.
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
1,107,825
|
|
|
|
|
|
|
EACH
|
9.
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
|
|
|
|
|
|
|
WITH
|
10.
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
1,107,825
|
|
|
|
|
|
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
1,107,825
|
|
|
|
|
|
12.
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
5.9%
|
|
|
|
|
|
14.
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
750611402
|
13D
|
Page
|
|
3
|
|
of
|
|
12
Pages
|
|
|
|
|
|
|
|
|
1.
|
|
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
ROSS D. DEMONT
|
|
|
|
|
|
|
|
|
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3.
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4.
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
|
|
|
5.
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
USA
|
|
|
|
|
|
|
|
7.
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
|
|
|
|
|
|
|
SHARES
|
8.
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
1,107,825
|
|
|
|
|
|
|
EACH
|
9.
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
|
|
|
|
|
|
|
WITH
|
10.
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
1,107,825
|
|
|
|
|
|
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
1,107,825
|
|
|
|
|
|
12.
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
5.9%
|
|
|
|
|
|
14.
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
750611402
|
13D
|
Page
|
|
4
|
|
of
|
|
12
Pages
|
|
|
|
|
|
|
|
|
1.
|
|
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
MIDWOOD CAPITAL MANAGEMENT LLC
I.R.S. IDENTIFICATION NO. 14-1885029
|
|
|
|
|
|
|
|
|
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3.
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4.
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
|
|
|
5.
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
DELAWARE
|
|
|
|
|
|
|
|
7.
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
1,107,825
|
|
|
|
|
|
|
SHARES
|
8.
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
|
|
|
|
|
|
|
EACH
|
9.
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
1,107,825
|
|
|
|
|
|
|
WITH
|
10.
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
1,107,825
|
|
|
|
|
|
12.
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
5.9%
|
|
|
|
|
|
14.
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
IA
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
750611402
|
13D
|
Page
|
|
5
|
|
of
|
|
12
Pages
|
|
|
|
|
|
|
|
|
1.
|
|
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
MIDWOOD CAPITAL PARTNERS, L.P.
I.R.S. IDENTIFICATION NO. 27-0060548
|
|
|
|
|
|
|
|
|
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3.
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4.
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
|
|
|
5.
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
DELAWARE
|
|
|
|
|
|
|
|
7.
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
459,254
|
|
|
|
|
|
|
SHARES
|
8.
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
|
|
|
|
|
|
|
EACH
|
9.
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
459,254
|
|
|
|
|
|
|
WITH
|
10.
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
459,254
|
|
|
|
|
|
12.
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
2.5%
|
|
|
|
|
|
14.
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
PN
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CUSIP No.
|
|
750611402
|
13D
|
Page
|
|
6
|
|
of
|
|
12
Pages
|
|
|
|
|
|
|
|
|
1.
|
|
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
MIDWOOD CAPITAL PARTNERS QP, L.P.
I.R.S. IDENTIFICATION NO. 42-1657728
|
|
|
|
|
|
|
|
|
|
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3.
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4.
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
|
|
|
5.
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
DELAWARE
|
|
|
|
|
|
|
|
7.
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
648, 571
|
|
|
|
|
|
|
SHARES
|
8.
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
|
|
|
|
|
|
|
EACH
|
9.
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
648, 571
|
|
|
|
|
|
|
WITH
|
10.
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
648, 571
|
|
|
|
|
|
12.
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
3.5%
|
|
|
|
|
|
14.
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
PN
|
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 7 of 12
|
Item 1. Security and Issuer
This joint statement on Schedule 13D relates to the common stock, par value $.001 per share (the
“Common Stock”) of Radyne Corporation, a Delaware corporation (the “Issuer”). The address of the
Issuer’s principal executive offices is 3138 East Elmwood Street, Phoenix, Arizona 85034.
Item 2. Identity and Background
This joint statement on Schedule 13D is being filed by David E. Cohen, Ross D. DeMont, Midwood
Capital Management LLC, Midwood Capital Partners, L.P. and Midwood Capital Partners QP, L.P., who
are collectively referred to as the “Reporting Persons.” Messrs. Cohen and DeMont (the “Managers”)
are the managers of Midwood Capital Management LLC (“Capital”), which is the sole general partner
of each of Midwood Capital Partners, L.P. (“LP”) and Midwood Capital Partners QP, L.P. (“QP” and
together with LP, the “Funds”). By virtue of their positions, each of the Managers has the power
to vote and dispose of the shares of Common Stock held by each of the Funds. Information with
respect to each of the Reporting Persons is as follows:
|
|
(b)
|
|
575 Boylston St., 4
th
Floor, Boston, MA 02116
|
|
|
|
|
(c)
|
|
Mr. Cohen is a manager of Capital
|
|
|
|
|
(d)
|
|
No
|
|
|
|
|
(e)
|
|
No
|
|
|
|
|
(f)
|
|
United States
|
|
|
(b)
|
|
575 Boylston St., 4
th
Floor, Boston, MA 02116
|
|
|
|
|
(c)
|
|
Mr. DeMont is a manager of Capital
|
|
|
|
|
(d)
|
|
No
|
|
|
|
|
(e)
|
|
No
|
|
|
|
|
(f)
|
|
United States
|
|
(3)
|
(a)
|
|
Midwood Capital Management LLC, a Delaware limited liability company
|
|
|
(b)
|
|
575 Boylston St., 4
th
Floor, Boston, MA 02116
|
|
|
|
|
(c)
|
|
Capital is the sole general partner of, and manages and provides investment
advice to, each of the Funds
|
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 8 of 12
|
|
(4)
|
(a)
|
|
Midwood Capital Partners, L.P., a Delaware limited partnership
|
|
|
(b)
|
|
c/o Midwood Capital Management LLC, 575 Boylston St., 4
th
Floor,
Boston, MA 02116
|
|
|
|
|
(c)
|
|
LP is a private investment fund engaged in the business of investing in
securities.
|
|
|
|
|
(d)
|
|
No
|
|
|
|
|
(e)
|
|
No
|
|
(5)
|
(a)
|
|
Midwood Capital Partners QP, L.P., a Delaware limited partnership
|
|
|
(b)
|
|
c/o Midwood Capital Management LLC, 575 Boylston St., 4
th
Floor,
Boston, MA 02116
|
|
|
|
|
(c)
|
|
QP is a private investment fund engaged in the business of investing in
securities.
|
|
|
|
|
(d)
|
|
No
|
|
|
|
|
(e)
|
|
No
|
Item 3. Source and Amount of Funds or Other Consideration
The Reporting Persons acquired beneficial ownership of an aggregate of 1,107,825 shares of Common
Stock for $10,557,307.09 using cash from the Funds. The shares of such Common Stock held by LP and
QP are held in margin accounts which from time to time may incur debit balances. Since other
securities are held in such margin accounts, it is impracticable to determine the amounts, if any,
borrowed with respect to such shares of Common Stock. The cost of borrowing with respect to such
margin accounts fluctuates with the broker loan rate and the amount of the debit balance.
Item 4. Purpose of Transaction
The Reporting Persons acquired shares of the Common Stock of the Issuer based on their belief that
the Issuer’s stock is undervalued and represents an attractive investment opportunity. The
Reporting Persons may wish to engage in a constructive dialogue with management of the Issuer
(“Management”), as well as with other stockholders of the Issuer and the Issuer’s Board of
Directors (the “Board of Directors”), regarding the Issuer’s business operations and new strategies
to create and maximize value for the Issuer’s stockholders. The Reporting Persons intend to review
continuously their equity interest in the Issuer. Depending upon their evaluation of the factors
described below, one or more of the Reporting Persons may from time to time purchase additional
securities of the Issuer, dispose of all or a portion of the securities then held by such Reporting
Person, or cease buying or selling such securities. Any such additional
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 9 of 12
|
purchases or sales of securities of the Issuer may be in the open market or privately negotiated
transactions or otherwise. The factors which the Reporting Persons may consider in evaluating
their equity interest in the Issuer’s business include the following: (i) the Issuer’s business and
prospects; (ii) the business strategy and actions of Management and the Board of Directors to
enhance the Issuer’s value to its stockholders; (iii) the performance of the Common Stock and the
availability of the Common Stock for purchase at particular price levels; (iv) the availability and
nature of opportunities to dispose of the Reporting Persons’ interests; (v) general economic
conditions; (vi) stock market and money market conditions; (vii) other business and investment
opportunities available to the Reporting Persons; and (viii) other plans and requirements of the
Reporting Persons.
Depending on their assessment of the foregoing factors, the Reporting Persons may, from time to
time, modify their present intention as stated in this item 4.
Except as set forth above, the Reporting Persons do not have at this time any specific plans which
would result in (a) the acquisition of additional securities of the Issuer or the disposition of
securities of the Issuer; (b) any extraordinary corporate transactions such as a merger,
reorganization or liquidation involving the Issuer or any of its subsidiaries; (c) any sale or
transfer of a material amount of the assets of the Issuer or of any of its subsidiaries; (d) any
change in the present Management or Board of Directors, including any plans or proposals to change
the number of term of directors or to fill any existing vacancies on the Board of Directors; (e)
any material change in the present capitalization or dividend policy of the Issuer; (f) any other
material change in the Issuer’s business or corporate structure; (g) any change in the Issuer’s
charter or by-laws which may impede the acquisition of control of the Issuer by any person; (h) the
Issuer’s Common Stock being delisted from a national securities exchange or ceasing to be
authorized to be quoted in an inter-dealer quotation system or a registered national securities
association; (i) causing a class of equity securities of the Issuer to become eligible for
termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as
amended; or (j) any action similar to those enumerated above.
Item 5. Interest in Securities of the Issuer
(a) In the aggregate, the Reporting Persons beneficially own 1,107,825 shares of the Common Stock
of the Issuer, representing approximately 5.9% of such class of securities. The beneficial
ownership of each Reporting Person is as follows: (i) LP beneficially owns 459,254 shares of the
Common Stock, representing approximately 2.5% of the class, (ii) QP beneficially owns 648,571
shares of the Common Stock, representing approximately 3.5% of the class, and (iii) Capital, as the
sole general partner of each Fund, and Messrs. Cohen and DeMont, as the managers of Capital, each
beneficially own 1,107,825 shares of the Common Stock of the Issuer representing approximately 5.9%
of the class. The percentage of the Common Stock beneficially owned by each Reporting Person is
based on a total of 18,711,437 shares of the Common Stock of the Issuer outstanding as of November
1, 2007, as reported in the most recent quarterly report of the Issuer on Form 10-Q for the fiscal
quarter ended September 30, 2007.
(b) By virtue of their positions as managers of Capital, each of the Managers has the shared
authority to vote and dispose of the shares of Common Stock reported in this joint statement
Schedule 13D on behalf of the Funds.
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 10 of 12
|
(c) The following transactions in the Common Stock were conducted by Reporting Persons from
October 4, 2007 (60 days prior to the event which requires the filing of this statement) to the
date hereof:
|
|
|
|
|
|
|
|
|
|
|
|
|
Midwood Capital Partners, L.P.
|
|
10/23/2007
|
|
|
900
|
|
|
$
|
10.39
|
|
|
|
|
10/24/2007
|
|
|
63
|
|
|
$
|
10.02
|
|
|
|
|
11/02/2007
|
|
|
2,200
|
|
|
$
|
9.82
|
|
|
|
|
11/23/2007
|
|
|
1,300
|
|
|
$
|
8.95
|
|
|
|
|
11/30/2007
|
|
|
714
|
|
|
$
|
9.10
|
|
|
|
|
12/03/2007
|
|
|
24,852
|
|
|
$
|
9.23
|
|
|
|
|
12/04/2007
|
|
|
50,713
|
|
|
$
|
9.25
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Midwood Capital Partners QP, L.P.
|
|
10/24/2007
|
|
|
137
|
|
|
$
|
10.02
|
|
|
|
|
11/30/2007
|
|
|
786
|
|
|
$
|
9.10
|
|
|
|
|
12/03/2007
|
|
|
35,148
|
|
|
$
|
9.23
|
|
|
|
|
12/04/2007
|
|
|
71,612
|
|
|
$
|
9.25
|
|
Each of the above listed transactions was conducted in the ordinary course of business on the open
market for cash. Purchase and sale prices do not reflect brokerage commissions paid.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer
Except as described above or otherwise in this Schedule 13D, including the Exhibits attached
hereto, there are no contracts, arrangements, understandings, or relationships (legal or otherwise)
among the Reporting Persons, or between any Reporting Person(s) and any third party, with respect
to any securities of the Issuer, including, but not limited to, transfer or voting any of the
securities, finder’s fees, joint ventures, loan or option arrangements, put or calls, guarantees of
profits, division of profits or losses, or the giving or withholding of proxies.
Item 7. Material to be Filed as Exhibits
Exhibit 1
Joint Filing Agreement by and among David E. Cohen, Ross D. DeMont, Midwood
Capital Management, LLC, Midwood Capital Partners, L.P. and Midwood Capital Partners QP, L.P. dated
December 10, 2007.
Exhibit 2
Confirming Statement of David E. Cohen dated as of December 10, 2007.
Exhibit 3
Confirming Statement of Ross D. DeMont dated as of December 10, 2007.
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 11 of 12
|
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
|
|
|
|
|
|
|
|
DATE:
December 10, 2007
MIDWOOD CAPITAL PARTNERS, L.P.
By: Midwood Capital Management, LLC
General Partner
|
|
|
|
By:
|
/s/ David E. Cohen
|
|
|
|
|
David E. Cohen
|
|
|
|
|
Manager
|
|
|
|
|
|
MIDWOOD CAPITAL
PARTNERS QP, L.P.
By: Midwood Capital Management, LLC
General Partner
|
|
|
|
By:
|
/s/ David E. Cohen
|
|
|
|
|
David E. Cohen
|
|
|
|
|
Manager
|
|
|
|
|
|
MIDWOOD CAPITAL
MANAGEMENT, LLC
|
|
|
|
By:
|
/s/ David E. Cohen
|
|
|
|
|
David E. Cohen
|
|
|
|
|
Manager
|
|
|
|
|
|
|
CUSIP No
.
750611402
|
|
Page 12 of 12
|
|
|
|
|
|
|
|
|
DAVID E. COHEN
|
|
|
|
By:
|
/s/ David E. Cohen
|
|
|
|
|
David E. Cohen
|
|
|
|
|
|
|
|
|
ROSS D. DEMONT
|
|
|
|
By:
|
/s/ Ross D. DeMont
|
|
|
|
|
Ross D. DeMont
|
|
|
|
|
|
|
|
|
Radyne Corp (MM) (NASDAQ:RADN)
Historical Stock Chart
From Oct 2024 to Nov 2024
Radyne Corp (MM) (NASDAQ:RADN)
Historical Stock Chart
From Nov 2023 to Nov 2024
