Small Company Offering and Sale of Securities Without Registration (d)
September 10 2021 - 9:38AM
Edgar (US Regulatory)
x
NoneEntity Type | 0001831651 | |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
Name of Issuer |
Shoals Technologies Group, Inc. |
Jurisdiction of Incorporation/Organization |
DELAWARE |
|
Year of Incorporation/Organization |
|
o
| Over Five Years Ago |
|
x
| Within Last Five Years (Specify Year) | 2020 |
|
o
| Yet to Be Formed | |
2. Principal Place of Business and Contact Information |
Name of Issuer | |
Shoals Technologies Group, Inc. | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
PORTLAND | TENNESSEE | 37148 | 615-451-1400 |
Last Name | First Name | Middle Name |
WHITAKER | JASON | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
x
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
GARTON | PHILIP | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
WHITE | JOHN | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
NEAL | ALAN | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
PEETZ | MEHGAN | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
x
| Executive Officer |
o
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
DAUL | TY | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
FORTH | BRAD | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
JONNA | PETER | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
SOLON | DEAN | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
SUNDBERG | LORI | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
VOLPE | TONI | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
Last Name | First Name | Middle Name |
WILVER | PETER | |
Street Address 1 | Street Address 2 |
1400 SHOALS WAY | |
City | State/Province/Country | ZIP/Postal Code |
PORTLAND | TENNESSEE | 37148 |
Relationship: |
o
| Executive Officer |
x
| Director |
o
| Promoter |
Clarification of Response (if Necessary) |
| |
o
| Agriculture | | Health Care |
o
| Retailing |
| Banking & Financial Services | |
o
| Biotechnology |
o
| Restaurants |
|
o
| Commercial Banking | |
o
| Health Insurance | | Technology |
|
o
| Insurance | |
o
| Hospitals & Physicians | |
o
| Computers |
|
o
| Investing | |
o
| Pharmaceuticals | |
o
| Telecommunications |
|
o
| Investment Banking | |
o
| Other Health Care | |
o
| Other Technology |
|
o
| Pooled Investment Fund
| | | | | Travel |
|
o
| Other Banking & Financial Services |
o
| Manufacturing | |
o
| Airlines & Airports |
| Real Estate | |
o
| Lodging & Conventions |
|
o
| Commercial | |
o
| Tourism & Travel Services |
|
o
| Construction | |
o
| Other Travel |
|
o
| REITS & Finance |
o
| Other |
|
o
| Residential | |
|
o
| Other Real Estate | |
o
| Business Services | |
| Energy | |
|
o
| Coal Mining | |
|
o
| Electric Utilities | |
|
o
| Energy Conservation | |
|
o
| Environmental Services | |
|
o
| Oil & Gas | |
|
x
| Other Energy | |
Revenue Range | Aggregate Net Asset Value Range |
o
| No Revenues |
o
| No Aggregate Net Asset Value |
o
| $1 - $1,000,000 |
o
| $1 - $5,000,000 |
o
| $1,000,001 - $5,000,000 |
o
| $5,000,001 - $25,000,000 |
o
| $5,000,001 - $25,000,000 |
o
| $25,000,001 - $50,000,000 |
o
| $25,000,001 - $100,000,000 |
o
| $50,000,001 - $100,000,000 |
o
| Over $100,000,000 |
o
| Over $100,000,000 |
x
| Decline to Disclose |
o
| Decline to Disclose |
o
| Not Applicable |
o
| Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o
| Rule 504(b)(1) (not (i), (ii) or (iii)) |
o
| Rule 505 |
o
| Rule 504 (b)(1)(i) |
x
| Rule 506(b) |
o
| Rule 504 (b)(1)(ii) |
o
| Rule 506(c) |
o
| Rule 504 (b)(1)(iii) |
o
| Securities Act Section 4(a)(5) |
|
o
| Investment Company Act Section 3(c) |
x
| New Notice | Date of First Sale | 2021-08-26 |
o
| First Sale Yet to Occur |
Does the Issuer intend this offering to last more than one year? |
o
| Yes |
x
| No |
9. Type(s) of Securities Offered (select all that apply) |
o
| Pooled Investment Fund Interests |
x
| Equity |
o
| Tenant-in-Common Securities |
o
| Debt |
o
| Mineral Property Securities |
o
| Option, Warrant or Other Right to Acquire Another Security |
o
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
o
| Other (describe) |
| |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
x
| Yes |
o
| No |
|
Clarification of Response (if Necessary) | |
Acquisition involving stock consideration |
Minimum investment accepted from any outside investor | $ 0 USD |
Recipient | Recipient CRD Number |
o
| None |
| |
(Associated) Broker or Dealer |
o
| None | (Associated) Broker or Dealer CRD Number |
o
| None |
| |
Street Address 1 | Street Address 2 |
| |
City | State/Province/Country | ZIP/Postal Code |
| | |
State(s) of Solicitation |
o
| All States |
|
|
13. Offering and Sales Amounts |
Total Offering Amount | $ 6500000 USD |
o
Indefinite |
Total Amount Sold | $ 6500000 USD | |
Total Remaining to be Sold | $ 0 USD |
o
Indefinite |
|
Clarification of Response (if Necessary) |
|
o
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering
| |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 3 |
15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
Sales Commissions | $ 0 USD |
o
| Estimate |
Finders' Fees | $ 0 USD |
o
| Estimate |
|
Clarification of Response (if Necessary) |
|
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
| $ 0 USD |
o
Shoals Technologies (NASDAQ:SHLS) Historical Stock Chart From Mar 2024 to Apr 2024
Shoals Technologies (NASDAQ:SHLS) Historical Stock Chart From Apr 2023 to Apr 2024
Shoals Technologies Group, Inc. Sued for Securities Law Violations - Investors Should Contact The Gross Law Firm for More Information - SHLS Friday 26 April 2024 (1 day ago) • PR Newswire (US) |
Shoals Technologies Group, Inc. Announces First Quarter 2024 Earnings Release Date and Conference Call Tuesday 23 April 2024 (4 days ago) • GlobeNewswire Inc. |
Shoals Technologies Group, Inc. Sued for Securities Law Violations - Contact The Gross Law Firm Before May 21, 2024 to Discuss Your Rights - SHLS Friday 19 April 2024 (1 week ago) • PR Newswire (US) |
The Gross Law Firm Notifies Shoals Technologies Group, Inc. Investors of a Class Action Lawsuit and Upcoming Deadline - SHLS Tuesday 16 April 2024 (2 weeks ago) • PR Newswire (US) |
Shareholders of Shoals Technologies Group, Inc. Should Contact The Gross Law Firm Before May 21, 2024 to Discuss Your Rights - SHLS Friday 12 April 2024 (2 weeks ago) • PR Newswire (US) |
The Gross Law Firm Notifies Shareholders of Shoals Technologies Group, Inc.(SHLS) of a Class Action Lawsuit and an Upcoming Deadline Tuesday 9 April 2024 (3 weeks ago) • PR Newswire (US) |
Shareholders of Shoals Technologies Group, Inc. Should Contact The Gross Law Firm Before May 21, 2024 to Discuss Your Rights - SHLS Friday 5 April 2024 (3 weeks ago) • PR Newswire (US) |
Shoals Technologies Group, Inc. Sued for Securities Law Violations - Investors Should Contact The Gross Law Firm Before May 21, 2024 to Discuss Your Rights - SHLS Tuesday 2 April 2024 (4 weeks ago) • PR Newswire (US) |
The Gross Law Firm Reminds Shoals Technologies Investors of the Pending Class Action Lawsuit with a Lead Plaintiff Deadline of May 21, 2024 - SHLS Friday 29 March 2024 (4 weeks ago) • PR Newswire (US) |
DICELLO LEVITT LLP ANNOUNCES INVESTOR CLASS ACTION LAWSUIT FILED AGAINST SHOALS TECHNOLOGIES GROUP, INC. (NASDAQ: SHLS) AND LEAD PLAINTIFF DEADLINE Tuesday 26 March 2024 (1 month ago) • PR Newswire (US) |
Shoals Technologies Group Asserts Its Intellectual Property Rights and Vows to Defend Patent Tuesday 12 March 2024 (2 months ago) • GlobeNewswire Inc. |
Form 4 - Statement of changes in beneficial ownership of securities Monday 11 March 2024 (2 months ago) • Edgar (US Regulatory) |
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