Annual Statement of Changes in Beneficial Ownership (5)
February 14 2022 - 12:44PM
Edgar (US Regulatory)
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Estimated average burden hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
WILKS JEFFREY S | 2. Issuer Name and Ticker or Trading SymbolVALLEY NATIONAL BANCORP [VLY] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
1455 VALLEY ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
WAYNE, NJ 07470
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 11/1/2021 | | G (1) | 266804 | D | $0 | 74026 (1) | I | Wife |
Common Stock | 11/1/2021 | | G (1) | 266804 | A | $0 | 266804 | I | Lise Wilks 2021 GST Trust |
Common Stock | | | | | | | 60654 | D | |
Common Stock | | | | | | | 12187 | I | Jeffrey Wilks as Trustee FBO Lise Spiegel |
Common Stock | | | | | | | 2747 | I | Lise and Jeffrey Wilks Family Foundation |
Common Stock | | | | | | | 10173 | I | Jeffrey Wilks as Trustee FBO Jack Philip Wilks |
Common Stock | | | | | | | 10058 | I | Lise Wilks as Trustee FBO David Wilks |
Common Stock | | | | | | | 10173 | I | Jeffrey Wilks as Trustee FBO Andrew Jay Wilks |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 266,804 shares previously held by the Lise Wilks 2020 Grantor Trust ("2020 Trust") were distributed from the 2020 Trust to a trust, of which the reporting person's spouse is sole trustee and beneficiary and which trust is a beneficiary of the 2020 Trust, in an exempt transaction under Rule 16a-13. This trust then immediately contributed these 266,804 shares to the Lise Wilks 2021 GST Trust, for which the reporting person serves as trustee, for no consideration. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WILKS JEFFREY S 1455 VALLEY ROAD WAYNE, NJ 07470 | X |
|
|
|
Signatures
|
/s/ JEFFREY S. WILKS | | 2/14/2022 |
**Signature of Reporting Person | Date |
Valley National Bancorp (NASDAQ:VLYPP)
Historical Stock Chart
From Sep 2024 to Oct 2024
Valley National Bancorp (NASDAQ:VLYPP)
Historical Stock Chart
From Oct 2023 to Oct 2024