Initial Statement of Beneficial Ownership (3)
November 16 2015 - 5:28PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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CAMPBELL STEVEN GLENN
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/3/2015
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3. Issuer Name
and
Ticker or Trading Symbol
WESTERN DIGITAL CORP [WDC]
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(Last)
(First)
(Middle)
C/O WESTERN DIGITAL CORPORATION, 3355 MICHELSON DRIVE SUITE 100
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP & Chief Technology Officer /
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(Street)
IRVINE, CA 92612
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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34646
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Dividend Equivalent Rights
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(2)
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(2)
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Common Stock
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337.1205
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(2)
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D
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Employee Stock Option (right to buy)
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5/16/2013
(3)
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5/16/2019
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Common Stock
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15153
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$38.63
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D
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Employee Stock Option (right to buy)
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9/6/2013
(4)
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9/6/2019
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Common Stock
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28005
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$43.11
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D
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Employee Stock Option (right to buy)
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8/14/2014
(5)
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8/14/2020
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Common Stock
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23496
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$68.49
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D
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Employee Stock Option (right to buy)
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9/11/2015
(6)
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9/11/2021
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Common Stock
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15642
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$100.06
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D
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Employee Stock Option (right to buy)
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8/4/2016
(7)
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8/4/2022
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Common Stock
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22970
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$84.39
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D
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Explanation of Responses:
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(
1)
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Includes 14,008 unvested awards of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
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(
2)
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The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.
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(
3)
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The option vested 25% one year from the grant date of 5/16/2012, and an additional 6.25% vested at the end of each three-month period through 11/16/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 5/16/2016.
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(
4)
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The option vested 25% one year from the grant date of 9/6/2012, and an additional 6.25% vested at the end of each three-month period through 9/6/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/6/2016.
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(
5)
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The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 11/14/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017.
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(
6)
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The option vested 25% one year from the grant date of 9/11/14. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/11/18.
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(
7)
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The option vests 25% on the first anniversary of the grant date of 8/4/15 and 6.25% at the end of each three-month period thereafter.
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Remarks:
Exhibit List 24: Power-of-Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CAMPBELL STEVEN GLENN
C/O WESTERN DIGITAL CORPORATION
3355 MICHELSON DRIVE SUITE 100
IRVINE, CA 92612
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EVP & Chief Technology Officer
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Signatures
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/s/ Sandra Garcia Attorney-in-Fact for Steven G. Campbell
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11/16/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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