Amended Statement of Ownership (sc 13g/a)
February 14 2023 - 6:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)*
ZSCALER, INC.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
98980G 102
(CUSIP
Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 98980G 102 |
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Page
2
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1 |
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NAME OF REPORTING PERSON:
Ajay Mangal
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) ☐ (b) ☐
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3 |
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SEC USE ONLY:
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION: United States of
America |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
0 |
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6 |
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SHARED VOTING POWER
29,449,532 |
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7 |
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SOLE DISPOSITIVE POWER
0 |
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8 |
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SHARED DISPOSITIVE POWER
29,449,532 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
29,449,532(1) |
10 |
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
☐ |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9): 20.42%(2) |
12 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS): IN |
(1) |
Includes (i) 21,566,041 shares held of record by The CJCP Trust for which Mr. Mangal serves as a trustee;
(ii) 2,627,830 shares held of record by The CKS Trust for the benefit of YPC dated December 30, 2017 for which Mr. Mangal serves as a trustee; (iii) 2,627,831 shares held of record by The CKS Trust for the benefit of SRC dated
December 30, 2017 for which Mr. Mangal serves as a trustee; (iv) and 2,627,830 shares held of record by The CKS Trust for the benefit of SDC dated December 30, 2017 for which Mr. Mangal serves as a trustee.
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(2) |
Based on 144,212,227 shares of the Issuers common stock outstanding as of November 30, 2022, as
reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2022, filed with the Securities and Exchange Commission on December 7, 2022.
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CUSIP No. 98980G 102 |
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Page
3
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1 |
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NAME OF REPORTING PERSON:
The CJCP Trust
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) ☐ (b) ☐
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3 |
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SEC USE ONLY:
Delaware |
4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION: |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
0 |
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6 |
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SHARED VOTING POWER
21,566,041 |
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7 |
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SOLE DISPOSITIVE POWER
0 |
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8 |
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SHARED DISPOSITIVE POWER
21,566,041 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
21,566,041 |
10 |
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
☐ |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9): 14.95%( (1) |
12 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS): OO |
(1) |
Based on 144,212,227 shares of the Issuers common stock outstanding as of November 30, 2022, as
reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2022, filed with the Securities and Exchange Commission on December 7, 2022.
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CUSIP No. 98980G 102 |
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Page
4
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1 |
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NAME OF REPORTING PERSON:
The CKS Trust for the benefit of YPC dated 12/30/2017
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) ☐ (b) ☐
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3 |
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SEC USE ONLY:
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION:
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
|
SOLE VOTING POWER
0 |
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6 |
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SHARED VOTING POWER
2,627,830 |
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7 |
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SOLE DISPOSITIVE POWER
0 |
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8 |
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SHARED DISPOSITIVE POWER
2,627,830 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
2,627,830 |
10 |
|
CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
☐ |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9): 1.82%( (1) |
12 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS): OO |
(1) |
Based on 144,212,227 shares of the Issuers common stock outstanding as of November 30, 2022, as
reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2022, filed with the Securities and Exchange Commission on December 7, 2022.
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CUSIP No. 98980G 102 |
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Page
5
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1 |
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NAME OF REPORTING PERSON:
The CKS Trust for the benefit of SRC dated 12/30/2017
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) ☐ (b) ☐
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3 |
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SEC USE ONLY:
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION:
Delaware |
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|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
|
6 |
|
SHARED VOTING POWER
2,627,831 |
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7 |
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SOLE DISPOSITIVE POWER
0 |
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8 |
|
SHARED DISPOSITIVE POWER
2,627,831 |
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|
|
9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
2,627,831 |
10 |
|
CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
☐ |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9): 1.82%( (1) |
12 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS): OO |
(1) |
Based on 144,212,227 shares of the Issuers common stock outstanding as of November 30, 2022, as
reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2022, filed with the Securities and Exchange Commission on December 7, 2022.
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CUSIP No. 98980G 102 |
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Page
6
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1 |
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NAME OF REPORTING PERSON:
The CKS Trust for the benefit of SDC dated 12/30/2017
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
2 |
|
CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) ☐ (b) ☐
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3 |
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SEC USE ONLY:
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION:
Delaware |
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|
|
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|
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
|
6 |
|
SHARED VOTING POWER
2,627,830 |
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7 |
|
SOLE DISPOSITIVE POWER
0 |
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8 |
|
SHARED DISPOSITIVE POWER
2,627,830 |
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|
9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
2,627,830 |
10 |
|
CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
☐ |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9): 1.82% (1) |
12 |
|
TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS): OO |
(1) |
Based on 144,212,227 shares of the Issuers common stock outstanding as of November 30, 2022, as
reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2022, filed with the Securities and Exchange Commission on December 7, 2022.
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Item 1
(a) Name of Issuer:
Zscaler, Inc.
(b) Address of
Issuers Principal Executive Offices:
120 Holger Way
San Jose, California 95134
Item 2
(a) Names of Persons Filing:
Each of the following is a reporting person (Reporting Person):
Ajay Mangal
The CJCP Trust
The CKS Trust for the benefit of YPC dated 12/30/2017 (CKS Trust for YPC)
The CKS Trust for the benefit of SRC dated 12/30/2017 (CKS Trust for SRC)
The CKS Trust for the benefit of SDC dated 12/30/2017 (CKS Trust for SDC)
(b) Address or principal business office or, if none, residence:
The address for the principal business office of Mr. Mangal is:
6173 Louise Cove Dr.
Windermere,
FL 34786
The address for the principal business office of The CJCP Trust, CKS Trust for YPC, CKS Trust for SRC and CKS Trust for SDC is:
c/o The Goldman Sachs Trust Company
200 Bellevue Parkway, Suite 250
Wilmington, Delaware 19809
(c) Citizenship:
Reference is made to the response to item 4 on each of pages 2-6 of this Schedule 13G (this
Schedule), which responses are incorporated herein by reference.
(d) Title and Class of
Securities:
Common Stock, par value $0.001 per share.
(e) CUSIP No.:
98980G 102
Item 3. If this statement
is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
Reference is hereby made to the responses to items 5-9 and 11 of pages 2 - 6 of this Schedule, which
responses are incorporated herein by reference.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of
More than 5 Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of
Dissolution of Group
Not applicable.
Item 10. Certifications
Not
applicable.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2023
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THE CJCP TRUST |
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By: |
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/s/ Ajay Mangal |
Name: |
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Ajay Mangal |
Title: |
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Trustee |
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THE CKS TRUST FOR THE BENEFIT OF YPC DATED 12/30/2017 |
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By: |
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/s/ Ajay Mangal |
Name: |
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Ajay Mangal |
Title: |
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Trustee |
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THE CKS TRUST FOR THE BENEFIT OF SRC DATED 12/30/2017 |
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By: |
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/s/ Ajay Mangal |
Name: |
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Ajay Mangal |
Title: |
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Trustee |
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THE CKS TRUST FOR THE BENEFIT OF SDC DATED 12/30/2017 |
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By: |
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/s/ Ajay Mangal |
Name: |
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Ajay Mangal |
Title: |
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Trustee |
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/s/ Ajay Mangal |
Ajay Mangal |
Exhibit Index
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Exhibit 99.1 |
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The Agreement of Joint Filing by and among The CJCP Trust, The CKS Trust for the benefit of YPC dated 12/30/2017, The CKS Trust for the benefit of SRC dated 12/30/2017, The CKS Trust for the benefit of SDC dated 12/30/2017 and Ajay
Mangal dated February 12, 2020 and filed on February 13, 2020, accession number 0001193125-20-035760 is incorporated herein by reference. |
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