Report of Foreign Issuer (6-k)
September 01 2015 - 6:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: September 1, 2015
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File
Number: 1-15060
(Registrants Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
This Form 6-K consists of the news release of UBS Group AG which appears immediately following this page.
UBS
1
September 2015
News Release
UBS Group AG confirms
successful completion of SESTA procedure and payment date of supplementary dividend
UBS Group AG successfully completes SESTA procedure and holds
100% in UBS AG.
UBS AGs shares were traded the last time on SIX Swiss Exchange on 27 August 2015.
UBS Group AG to pay supplementary dividend of CHF 0.25 per share to its shareholders on 22 September 2015.
Zurich, 1 September 2015 UBS AG and UBS Group AG announced on 19 August 2015 the successful completion of a procedure under article 33 of the Swiss
Stock Exchange Act (the SESTA Procedure), pursuant to which all UBS AG shares that remained publicly held were cancelled and UBS Group AG shares were delivered as compensation. UBS Group AG initiated the SESTA Procedure after the
successful completion of the 2014 exchange offer by UBS Group AG to acquire all issued shares of UBS AG.
The SESTA Procedure has now been successfully
completed. Today, UBS Group AG holds 100% of the issued shares of UBS AG. The UBS AG shares traded on SIX Swiss Exchange for the last time on 27 August 2015. As a result only UBS Group AG shares are now traded on SIX Swiss Exchange and on the New
York Stock Exchange.
As previously announced, UBS Group AG will distribute the supplementary dividend of CHF 0.25 per share, as approved by the 2015
Annual General Meeting on 7 May 2015, to UBS Group AG shareholders on 22 September 2015. The ex-dividend date for this supplementary dividend, meaning the date from which the UBS Group AG shares will be traded without the right to receive the
supplementary dividend, will be 18 September 2015. The record date will be 21 September 2015. Every shareholder holding UBS Group AG shares on this date is entitled to receive the supplementary dividend on the UBS Group AG shares. The
supplementary dividend will be paid out of capital contribution reserves. For US federal income tax purposes, UBS expects the dividend will be paid from current or accumulated earnings and profits.
UBS Group AG
Investor contact
Switzerland: +41-44-234 41 00
Media contact
Switzerland: +41-44-234 85 00
UK: +44-207-567 47 14
Americas: +1-212-882 58 57
APAC: +852-297-1 82 00
www.ubs.com
This Form 6-K is hereby incorporated by reference into (1) each of the registration
statements of UBS AG on Form F-3 (Registration Number 333-200212) and of UBS Group AG on Form S-8 (Registration Numbers 333-200634; 333-200635; 333-200641; and 333-200665) and Form F-4 (Registration number 333-199011), and into each
prospectus outstanding under any of the foregoing registration statements, (2) any outstanding offering circular or similar document issued or authorized by UBS AG that incorporates by reference any Form 6-Ks of UBS AG that
are incorporated into its registration statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed Corporation (CABCO) dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of
CABCO filed and dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration Number 033-91744 and
033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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UBS Group AG |
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By: |
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/s/ David Kelly |
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Name: |
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David Kelly |
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Title: |
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Managing Director |
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By: |
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/s/ Sarah M. Starkweather |
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Name: |
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Sarah M. Starkweather |
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Title: |
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Executive Director |
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UBS AG |
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By: |
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/s/ David Kelly |
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Name: |
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David Kelly |
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Title: |
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Managing Director |
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By: |
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/s/ Sarah M. Starkweather |
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Name: |
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Sarah M. Starkweather |
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Title: |
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Executive Director |
Date: September 1, 2015
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