Initial Statement of Beneficial Ownership (3)
April 24 2019 - 3:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Kalac Michael
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/16/2019
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3. Issuer Name
and
Ticker or Trading Symbol
Western Union CO [WU]
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(Last)
(First)
(Middle)
7001 EAST BELLEVIEW AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Interim Chief Tech Officer /
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(Street)
DENVER, CO 80237
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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32305.0000
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (Right to Buy)
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(2)
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2/24/2021
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Common Stock
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2805.0000
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$21.0000
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D
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Explanation of Responses:
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(1)
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Includes restricted stock unit awards for (i) 1,318 shares, which vest in full on February 18, 2020, (ii) 2,121 shares, which vest in substantially equal installments on February 21, 2020 and 2021 (iii) 2,690 shares, which vest in full on October 6, 2019, (iv) 6,273 shares, which vest in substantially equal installments on February 21, 2020, 2021 and 2022, (v) 5,173 shares, which vest in substantially equal installments on July 9, 2019, 2020, 2021 and 2022, (vi) 6,490 shares, vest in substantially equal installments on November 7, 2019 and 2020, and (vii) 8,240 shares, which vest in substantially equal installments on February 20, 2020, 2021 and 2022, each such vesting only if the Executive is employed by the Company on the applicable vesting date.
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(2)
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This option vested in 25% installments on February 24, 2012, 2013, 2014 and 2015.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Kalac Michael
7001 EAST BELLEVIEW AVENUE
DENVER, CO 80237
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Interim Chief Tech Officer
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Signatures
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Darren Dragovich, As Attorney-in-Fact
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4/24/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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