ECR MINERALS PLC: TR-1: Standard form for notification of major holdings
April 27 2020 - 12:10PM
UK Regulatory
TIDMECR
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or
the underlying issuer of
existing shares to which
voting rights are attached(ii)
: ECR Minerals plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights X
Other (please specify)(iii) :
3. Details of person subject to the notification obligation(iv)
Name Paul and Michelle Johnson
City and country of registered
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
City and country of registered
office (if applicable)
5. Date on which the threshold
was crossed or reached(vi) : 20 April 2020
6. Date on which issuer
notified (DD/MM/YYYY): 21 April 2020
7. Total positions of person(s) subject to the notification obligation
% of voting
rights
% of voting through
rights attached financial Total number
to shares instruments of voting
(total of 8. (total of 8.B Total of both in rights of
A) 1 + 8.B 2) % (8.A + 8.B) issuer(vii)
Resulting
situation on
the date on
which
threshold
was crossed
or reached 5.98% 5.98% 552,473,643
Position of
previous
notification
(if
applicable) 8.49% 8.49%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of
shares ISIN
code (if
possible) Number of voting rights(ix) % of voting rights
Direct (Art 9 of Indirect (Art 10 of Indirect (Art 10 of
Directive Directive Directive
2004/109/EC) 2004/109/EC) Direct (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
GB00BYYDKX57
Ordinary
Shares 33,017,048 5.98%
SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Conversion Number of voting rights that may be % of voting rights
financial date(x) Period(xi) acquired if the instrument is
instrument exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of Expiration Exercise/ Conversion Physical or Number of voting % of voting rights
financial date(x) Period (xi) cash rights
instrument settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not X
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling
natural person or legal entity(xiv) (please add
additional rows as necessary)
Name(xv) % of voting rights if % of voting rights Total of both if it
it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting
rights held
The date until which the voting
rights will be held
11. Additional information(xvi)
Place of completion Farnborough, UK
Date of completion 21 April 2020
View source version on businesswire.com:
https://www.businesswire.com/news/home/20200427005687/en/
CONTACT:
ECR Minerals plc
SOURCE: ECR Minerals plc
Copyright Business Wire 2020
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