Grafenia plc Holding(s) in Company (7912F)
November 16 2015 - 2:06AM
UK Regulatory
TIDMGRA
RNS Number : 7912F
Grafenia plc
16 November 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------
1. Identity of the issuer or Grafenia plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------- ----------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights Disposal
------------------------------------------------------ ---------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------ ---------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------ ---------------------
An event changing the breakdown of voting rights
------------------------------------------------------ ---------------------
Other (please
specify):
---------------------------------------------------- ---------------------
3. Full name of person(s) Anthony Rafferty
subject to the Andrea Rafferty
notification obligation:
(iii)
----------------------------------------------------- ----------------------
4. Full name of shareholder(s) Anthony Rafferty
(if different from 3.):(iv)
----------------------------------------------------- ----------------------
5. Date of the transaction November 13(th) 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------- ----------------------
6. Date on which issuer November 13(th) 2015
notified:
----------------------------------------------------- ----------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 12%, 11%
----------------------------------------------------- ----------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
Ordinary
Shares 1p
each
GB0009638130 5,905,084 5,905,084 5,155,084 5,155,084 11.19%
------------- --------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
5,155,084 11.19%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------
13. Additional information:
------------------------------------------------------------- --------------
14. Contact name: Tony Rafferty
------------------------------------------------------------- --------------
15. Contact telephone number: 07966 517336
------------------------------------------------------------- --------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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