UBS Asset Management Form 8.3 - Royal Dutch Shell Plc Replacement (8293G)
November 24 2015 - 9:59AM
UK Regulatory
TIDMRDSA
RNS Number : 8293G
UBS Asset Management
24 November 2015
This announcement replaces the previous RNS announcement 4943G
released at 14:34pm on the 20th November 2015. Amendments made to 2
(a) Positions of person Making the Disclosure and 3 (c)
Stock-settled derivative transactions (including options) and
Supplemental Form added only. All information remains unchanged
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: UBS Asset Management *
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell PLC
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 19 November 2015
For an opening position disclosure, state the latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect Yes
of any other party to the offer? BG Group Plc
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: EUR 0.07 A ordinary
----------------------------------------------------------------------- ---------------------------------------------
Interests Short positions
----------------------------------------------------------------------- -------------------- -----------------------
Number % Number %
----------------------------------------------------------------------- ----------- ------- -------------- -------
(1) Relevant securities owned and/or controlled: 34,078,982 0.86 0 0.00
----------------------------------------------------------------------- ----------- ------- -------------- -------
(2) Cash-settled derivatives: 80,155 0.00 0 0.00
----------------------------------------------------------------------- ----------- ------- -------------- -------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 344,796 0.00 0 0.00
----------------------------------------------------------------------- ----------- ------- -------------- -------
TOTAL: 34,496,429 0.87 0 0.00
----------------------------------------------------------------------- ----------- ------- -------------- -------
Class of relevant security: EUR 0.07 B ordinary
-------------------------------------------------------------------- ------------------------------------------------
Interests Short positions
-------------------------------------------------------------------- ----------------------- -----------------------
Number % Number %
-------------------------------------------------------------------- -------------- ------- -------------- -------
(1) Relevant securities owned and/or controlled: 31,435,268 1.29 0 0.00
-------------------------------------------------------------------- -------------- ------- -------------- -------
(2) Cash-settled derivatives: 0 0.00 0 0.00
-------------------------------------------------------------------- -------------- ------- -------------- -------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 0 0.00 0 0.00
-------------------------------------------------------------------- -------------- ------- -------------- -------
TOTAL: 31,435,268 1.29 0 0.00
-------------------------------------------------------------------- -------------- ------- -------------- -------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
---------------------------- ---------------- --------------------- -----------------
EUR 0.07 A ordinary PURCHASE 869 16.660000 GBP
---------------------------- ---------------- --------------------- -----------------
EUR 0.07 A ordinary SALE 1,382 16.660000 GBP
---------------------------- ---------------- --------------------- -----------------
EUR 0.07 A ordinary SALE 214,000 23.991800 EUR
---------------------------- ---------------- --------------------- -----------------
EUR 0.07 B ordinary PURCHASE 1,649 16.815000 GBP
---------------------------- ---------------- --------------------- -----------------
EUR 0.07 B ordinary SALE 1,366 16.815000 GBP
---------------------------- ---------------- --------------------- -----------------
TOTAL PURCHASE 2,518
--------------------------------------------- --------------------- -----------------
TOTAL SALE 216,748
--------------------------------------------- --------------------- -----------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------ ------------------------ ----------------------- ---------------------- -----------------
EUR 0.07 A ordinary Contract for Difference CLOSE LONG POSITION 6,445 23.984603 EUR
------------------------ ------------------------ ----------------------- ---------------------- -----------------
(c) Stock-settled derivative transactions (including options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
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