Current Report Filing (8-k)
June 08 2017 - 8:19AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): June 8, 2017 (June 8,
2017)
BREKFORD TRAFFIC SAFETY, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
000-52719
|
20-4086662
|
(State
or other jurisdiction of
incorporation)
|
(Commission
File Number)
|
(I.R.S.
Employer Identification Number)
|
|
|
|
7020
Dorsey Road
Hanover,
Maryland 21076
(Address
of principal executive offices) (zip code)
(443)
557-0200
(Registrant's
telephone number, including area code)
BREKFORD CORP.
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
[ ]
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change
in Fiscal Year.
Item 8.01 Other Events.
On
February 10, 2017, the Board of Directors (the “Board”)
of Brekford Corp. (the “Company”) approved a change in
the name of the Company to “Brekford Traffic Safety,
Inc.” (the “Name Change”). On the same day, the
holders of a majority of the Company’s issued and outstanding
stock also approved the Name Change.
On
March 28, 2017, the Company filed a Certificate of Amendment to its
Certificate of Incorporation with the State of Delaware to change
the Company’s name from “Brekford Corp.” to
“Brekford Traffic Safety, Inc.” (the
“Amendment”).
On
May 22, 2017, the Company filed an Issuer Notification Form with
the Financial Industry Regulatory Authority, Inc.
(“FINRA”) requesting confirmation of the Name
Change.
Effective
June 7, 2017, FINRA announced the Company’s Name
Change.
Effective
June 8, 2017, the Name Change took effect on the OTC Markets. The
new CUSIP number for the Company’s common stock is 106788
102. The Company’s common stock will continue to trade under
the ticker symbol “BFDI”.
A
copy of the Amendment is attached to this Current Report as Exhibit
3.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
The
exhibits listed in the following Exhibit Index are filed as part of
this Current Report on Form 8-K.
Exhibit Number
|
|
Description
|
|
|
Certificate
of Amendment to Certificate of Incorporation, dated March 28,
2017
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
BREKFORD TRAFFIC SAFETY, INC.
|
|
|
|
|
|
Dated:
June 8, 2017
|
By:
|
/s/
Rodney Hillman
|
|
|
|
Name:
Rodney Hillman
|
|
|
|
Title:
President and Chief Operating Officer
|
|
|
|
|
|