Statement of Changes in Beneficial Ownership (4)
September 23 2014 - 5:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Cue Eduardo H
|
2. Issuer Name
and
Ticker or Trading Symbol
APPLE INC
[
AAPL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President
|
(Last)
(First)
(Middle)
1 INFINITE LOOP
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/21/2014
|
(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
9/21/2014
|
|
M
|
|
525000
|
A
|
(1)
|
525000
(2)
|
D
|
|
Common Stock
(3)
|
9/21/2014
|
|
F
|
|
263065
|
D
|
$100.96
|
261935
|
D
|
|
Common Stock
(4)
|
9/21/2014
|
|
G
|
V
|
261935
|
D
|
$0
|
0
|
D
|
|
Common Stock
(4)
|
9/21/2014
|
|
G
|
V
|
261935
|
A
|
$0
|
284164
|
I
|
By Trust
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Units
|
(1)
|
9/21/2014
|
|
M
|
|
|
350000
|
(5)
|
(5)
|
Common Stock
|
350000
|
(1)
|
0
|
D
|
|
Restricted Stock Units
|
(1)
|
9/21/2014
|
|
M
|
|
|
175000
|
(6)
|
(6)
|
Common Stock
|
175000
|
(1)
|
525000
|
D
|
|
Explanation of Responses:
|
(
1)
|
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
|
(
2)
|
The number of securities reported reflects a 7-for-1 stock split effective June 6, 2014, and the acquisition on July 31, 2014 of four shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2014 through July 31, 2014.
|
(
3)
|
Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
|
(
4)
|
These entries reflect the transfer of securities by the reporting person to a family trust.
|
(
5)
|
This restricted stock unit award was granted on October 5, 2010, and vested in full on September 21, 2014.
|
(
6)
|
This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vest on September 21, 2016, assuming continued employment through the applicable vesting date.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Cue Eduardo H
1 INFINITE LOOP
CUPERTINO, CA 95014
|
|
|
Senior Vice President
|
|
Signatures
|
/s/ Gene Levoff, Attorney-in-fact for Eduardo H. Cue
|
|
9/23/2014
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Apple (NASDAQ:AAPL)
Historical Stock Chart
From Apr 2024 to May 2024
Apple (NASDAQ:AAPL)
Historical Stock Chart
From May 2023 to May 2024