Statement of Changes in Beneficial Ownership (4)
May 05 2016 - 5:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BEZOS JEFFREY P
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2. Issuer Name
and
Ticker or Trading Symbol
AMAZON COM INC
[
AMZN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman, CEO and President
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(Last)
(First)
(Middle)
P.O. BOX 81226
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/3/2016
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(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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74503
(2)
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D
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$673.8415
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82839882
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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152379
(3)
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D
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$674.7531
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82687503
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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40277
(4)
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D
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$675.6285
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82647226
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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49763
(5)
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D
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$676.6944
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82597463
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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67683
(6)
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D
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$677.6621
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82529780
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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11311
(7)
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D
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$678.7377
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82518469
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D
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Common Stock, par value $.01 per share
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5/3/2016
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S
(1)
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2265
(8)
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D
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$679.496
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82516204
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D
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Common Stock, par value $.01 per share
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5/3/2016
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G
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V
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741
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D
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$0
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82515463
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D
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Common Stock, par value $.01 per share
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5/3/2016
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G
(9)
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V
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2962
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D
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$0
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82512501
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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13034
(10)
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D
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$662.6453
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82499467
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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7288
(11)
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D
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$664.5881
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82492179
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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55298
(12)
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D
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$666.0706
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82436881
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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174971
(13)
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D
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$667.0632
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82261910
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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41843
(14)
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D
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$667.9339
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82220067
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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50592
(15)
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D
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$668.9279
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82169475
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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40670
(16)
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D
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$669.7722
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82128805
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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6797
(17)
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D
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$671.0108
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82122008
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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7488
(18)
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D
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$671.8944
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82114520
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D
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Common Stock, par value $.01 per share
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5/4/2016
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S
(1)
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200
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D
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$672.56
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82114320
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D
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Common Stock, par value $.01 per share
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5/4/2016
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G
(9)
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V
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179
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D
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$0
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82114141
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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33211
(19)
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D
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$667.0052
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82080930
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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25250
(20)
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D
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$668.1129
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82055680
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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41118
(21)
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D
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$669.1741
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82014562
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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31164
(22)
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D
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$670.0697
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81983398
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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6085
(23)
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D
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$670.9863
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81977313
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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4763
(24)
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D
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$671.86
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81972550
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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26999
(25)
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D
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$673.0678
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81945551
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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16595
(26)
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D
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$674.2802
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81928956
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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17487
(27)
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D
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$674.8208
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81911469
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D
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Common Stock, par value $.01 per share
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5/5/2016
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S
(1)
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966
(28)
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D
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$676.1866
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81910503
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
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(
2)
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Represents the weighted average sale price. The highest price at which shares were sold was $674.16 and the lowest price at which shares were sold was $673.17.
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(
3)
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Represents the weighted average sale price. The highest price at which shares were sold was $675.15 and the lowest price at which shares were sold was $674.17.
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(
4)
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Represents the weighted average sale price. The highest price at which shares were sold was $676.19 and the lowest price at which shares were sold was $675.21.
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(
5)
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Represents the weighted average sale price. The highest price at which shares were sold was $677.21 and the lowest price at which shares were sold was $676.23.
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(
6)
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Represents the weighted average sale price. The highest price at which shares were sold was $678.30 and the lowest price at which shares were sold was $677.32.
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(
7)
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Represents the weighted average sale price. The highest price at which shares were sold was $679.21 and the lowest price at which shares were sold was $678.32.
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(
8)
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Represents the weighted average sale price. The highest price at which shares were sold was $680.05 and the lowest price at which shares were sold was $679.46.
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(
9)
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Contributions to non-profit organizations.
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(
10)
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Represents the weighted average sale price. The highest price at which shares were sold was $663.19 and the lowest price at which shares were sold was $662.48.
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(
11)
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Represents the weighted average sale price. The highest price at which shares were sold was $665.02 and the lowest price at which shares were sold was $664.05.
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(
12)
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Represents the weighted average sale price. The highest price at which shares were sold was $666.53 and the lowest price at which shares were sold was $665.55.
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(
13)
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Represents the weighted average sale price. The highest price at which shares were sold was $667.54 and the lowest price at which shares were sold was $666.55.
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(
14)
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Represents the weighted average sale price. The highest price at which shares were sold was $668.54 and the lowest price at which shares were sold was $667.55.
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(
15)
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Represents the weighted average sale price. The highest price at which shares were sold was $669.50 and the lowest price at which shares were sold was $668.55.
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(
16)
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Represents the weighted average sale price. The highest price at which shares were sold was $670.54 and the lowest price at which shares were sold was $669.55.
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(
17)
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Represents the weighted average sale price. The highest price at which shares were sold was $671.36 and the lowest price at which shares were sold was $670.55.
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(
18)
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Represents the weighted average sale price. The highest price at which shares were sold was $672.47 and the lowest price at which shares were sold was $671.56.
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(
19)
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Represents the weighted average sale price. The highest price at which shares were sold was $667.50 and the lowest price at which shares were sold was $666.51.
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(
20)
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Represents the weighted average sale price. The highest price at which shares were sold was $668.50 and the lowest price at which shares were sold was $667.51.
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(
21)
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Represents the weighted average sale price. The highest price at which shares were sold was $669.51 and the lowest price at which shares were sold was $668.52.
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(
22)
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Represents the weighted average sale price. The highest price at which shares were sold was $670.50 and the lowest price at which shares were sold was $669.52.
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(
23)
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Represents the weighted average sale price. The highest price at which shares were sold was $671.52 and the lowest price at which shares were sold was $670.53.
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(
24)
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Represents the weighted average sale price. The highest price at which shares were sold was $672.51 and the lowest price at which shares were sold was $671.53.
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(
25)
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Represents the weighted average sale price. The highest price at which shares were sold was $673.50 and the lowest price at which shares were sold was $672.55.
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(
26)
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Represents the weighted average sale price. The highest price at which shares were sold was $674.59 and the lowest price at which shares were sold was $673.61.
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(
27)
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Represents the weighted average sale price. The highest price at which shares were sold was $675.54 and the lowest price at which shares were sold was $674.63.
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(
28)
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Represents the weighted average sale price. The highest price at which shares were sold was $676.46 and the lowest price at which shares were sold was $675.68.
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Remarks:
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BEZOS JEFFREY P
P.O. BOX 81226
SEATTLE, WA 98108-1226
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X
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X
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Chairman, CEO and President
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Signatures
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/s/ PAUL DAUBER, attorney-in-fact for Jeffrey P. Bezos, Chairman of the Board, Chief Executive Officer and President
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5/5/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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