Current Report Filing (8-k)
July 25 2016 - 7:17AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of
report: July 23, 2016
(Date
of earliest event reported)
E*TRADE
Financial Corporation
(Exact
name of Registrant as Specified in its Charter)
Delaware
|
1-11921
|
94-2844166
|
(State or other jurisdiction
of incorporation or
organization)
|
(Commission File Number)
|
(I.R.S. Employer
Identification Number)
|
1271 Avenue of the Americas, 14th Floor, New York, New York
10020
|
(Address
of Principal Executive Offices and Zip Code)
|
(646) 521-4300
(Registrant’s Telephone Number, including
Area Code)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 7.01
|
REGULATION FD DISCLOSURE
|
On July 25, 2016 E*TRADE Financial Corporation (the “Company”) announced
it has entered into a definitive agreement to acquire Aperture New
Holdings, Inc., the ultimate parent company of OptionsHouse. A copy of
the Company’s press release is attached hereto as Exhibit 99.1 and
incorporated by reference herein.
The information furnished shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, or incorporated by
reference into any filing thereunder or under the Securities Act of 1933
unless expressly set forth by specific reference in such filing.
The Company also published an updated version of its investor
presentation. The presentation is available on the Company’s corporate
website,
about.etrade.com
.
Investors should note that the Company announces material financial
information in SEC filings, press releases, and public conference calls.
Based on guidance from the SEC, the Company may also use the Investor
Relations section of its corporate website,
about.etrade.com
, to
communicate with investors about the Company. It is possible that the
financial and other information posted there could be deemed to be
material information. The information on the Company’s corporate website
is not part of this filing.
ITEM 9.01.
|
FINANCIAL STATEMENTS AND EXHIBITS
|
(d)
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Exhibits
|
|
|
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99.1 Press Release, dated July 25, 2016
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
E*TRADE FINANCIAL CORPORATION
|
|
|
|
Date:
|
July 25, 2016
|
By:
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/s/ Karl A. Roessner
|
|
|
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Name:
|
Karl A. Roessner
|
|
|
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Title:
|
Corporate Secretary
|
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