Current Report Filing (8-k)
June 21 2023 - 3:07PM
Edgar (US Regulatory)
false 0001578348 0001578348 2023-06-14 2023-06-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2023
Investcorp Credit Management BDC, Inc.
(Exact name of registrant as specified in its charter)
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Maryland |
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814-01054 |
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46-2883380 |
(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
280 Park Avenue
39th Floor
New York, NY 10017
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (212) 257-5199
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class |
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Trading symbol(s) |
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Name of Each Exchange on Which Registered |
Common Stock, par value $0.001 per share |
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ICMB |
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The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01. |
Entry into a Material Definitive Agreement. |
On June 14, 2023, Investcorp Credit Management BDC, Inc. (the “Company”), through Investcorp Credit Management BDC SPV, LLC, a wholly-owned subsidiary of the Company (“Investcorp BDC SPV”), entered into a third amendment (the “Third Amendment”) to that certain Loan, Security and Collateral Management Agreement, dated August 23, 2021, by and among Investcorp BDC SPV, as borrower, each of the lenders from time to time party thereto, Capital One, National Association, as administrative agent, swingline lender and arranger,Wells Fargo Bank, National Association, as collateral custodian, and CM Investment Partners, LLC, as collateral manager (the “Capital One Revolving Financing”). The Third Amendment provides for, among other things, a decrease of the facility size from $115 million to $100 million.
The foregoing description of the Third Amendment as set forth in this Item 1.01 does not purport to be complete and is qualified in its entirety by reference to the full text of the Third Amendment attached hereto as Exhibit 10.1 and incorporated by reference herein.
Item 9.01. |
Financial Statements and Exhibits. |
(d) Exhibits.
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Exhibit Number |
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Description |
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10.1 |
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Third Amendment, dated June 14, 2023, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the lenders party thereto, Capital One, National Association, as administrative agent, swingline lender and as arranger, Wells Fargo Bank, National Association, as collateral custodian, and CM Investment Partners, LLC, as collateral manager. |
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104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: June 21, 2023 |
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INVESTCORP CREDIT MANAGEMENT BDC, INC. |
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By: |
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/s/ Rocco DelGuercio |
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Name: |
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Rocco DelGuercio |
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Title: |
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Chief Financial Officer |
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