LPL Financial Welcomes Frank Financial Concepts
May 28 2024 - 8:00AM
LPL Financial LLC announced today that financial advisors Roger
Frank and Michael Ward, CFP®, of Frank Financial Concepts have
joined LPL Financial’s broker-dealer, RIA and custodial platforms.
They reported serving approximately $200 million in advisory,
brokerage and retirement plan assets* and join LPL from Berthel
Fisher & Co.
Frank started his career as a financial professional in 1996,
working for several investment firms before founding Frank
Financial Concepts in 2003. Ward joined the industry as an admin
right out of college, working his way up to owning his practice. He
teamed up with Frank in 2018.
With offices in Lincoln, Neb., and Scottsdale, Ariz., Frank
Financial Concepts is a holistic financial firm committed to
helping people pursue their financial goals. Frank and Ward believe
in educating clients about their finances, and they encourage
clients to share all aspects of their financial situation,
including debt, income, investments, savings and goals, to help
develop a holistic plan that addresses all of their needs.
“We tell our clients, ‘Your mission is our mission,’” Frank
said. “We are deeply committed to putting the right plans in place
to help clients work toward their financial goals. We believe that
by providing them with sound financial information and advice, we
can help them make more informed decisions about their money.”
The team decided to join LPL Financial because they were
impressed with the Fortune 500 company’s technology platform and
commitment to providing advisors with the tools they need to be
successful.
“We are excited about the opportunity to grow our business with
LPL Financial,” Ward said. “LPL’s size and scale mean we now have
access to more investment selections, software and financial
planning options that will benefit both us and our clients. LPL’s
robust digital platform and integrated capabilities, including
client reporting tools, will make our operations more efficient so
that we can focus more of our time on serving clients.”
Frank added they also appreciate LPL’s Research team and market
insights, as well as LPL’s succession resources that will be
available to help him transition out of the business in years to
come. He looks forward to attending LPL’s numerous conferences and
having the ability to network with other like-minded advisors.
Scott Posner, LPL Executive Vice President, Business
Development, said, “We’re pleased to welcome Roger and Mike to LPL
and look forward to supporting their growth and success. We will
continue to leverage our financial strength to make ongoing
investments in technology and provide flexible solutions to help
advisors design the perfect offering for their clients.”
Related
Advisors, find your perfect fit at LPL.
About LPL FinancialLPL Financial Holdings Inc.
(Nasdaq: LPLA) was founded on the principle that LPL should work
for advisors and institutions, and not the other way around. Today,
LPL is a leader in the markets we serve, serving nearly 23,000
financial advisors, including advisors at approximately 1,100
institutions and at approximately 570 registered investment advisor
("RIA") firms nationwide. We are steadfast in our commitment to the
advisor-mediated model and the belief that Americans deserve access
to personalized guidance from a financial professional. At LPL,
independence means that advisors and institution leaders have the
freedom they deserve to choose the business model, services and
technology resources that allow them to run a thriving business.
They have the flexibility to do business their way. And they have
the freedom to manage their client relationships, because they know
their clients best. Simply put, we take care of our advisors and
institutions, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial
LLC ("LPL Financial"), a registered investment advisor. Member
FINRA/SIPC. LPL Financial and its affiliated companies provide
financial services only from the United States. Frank Financial
Concepts and LPL Financial are separate entities.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
Connect with Us!
https://twitter.com/lpl
https://www.linkedin.com/company/lpl-financial
https://www.facebook.com/LPLFinancialLLC
https://www.youtube.com/user/lplfinancialllc
Media
Contact:Media.relations@LPLFinancial.com(704) 996-1840
Tracking #574003
LPL Financial (NASDAQ:LPLA)
Historical Stock Chart
From May 2024 to Jun 2024
LPL Financial (NASDAQ:LPLA)
Historical Stock Chart
From Jun 2023 to Jun 2024