Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
April 19 2023 - 3:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR
15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2023
Commission File Number: 001-37889
TOP SHIPS INC.
(Translation of registrant’s name into English)
1 VAS. SOFIAS & MEG.
ALEXANDROU STREET
151 24, MAROUSSI
ATHENS, GREECE
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover
of Form 20-F or Form 40-F.
Form 20-F ☒ Form
40-F ☐
Information Contained in this
Form 6-K Report
On April 19, 2023, TOP Ships Inc. (the “Company”) redeemed
174,454 of its Series F Preferred Shares (the "Redemption") (representing approximately 4.6% of the Series F Preferred Shares
outstanding prior to the completion of the redemption) for an aggregate amount of approximately $2.1 million, payable in cash. The Redemption
was completed in accordance with the terms set out in the Statement of Designations of Rights, Preferences and Privileges of Series F
Perpetual Preferred Stock of the Company, which has been filed as an exhibit to the Company’s Report on Form 6-K that was filed
with the SEC on January 21, 2022. Following completion of the Redemption, as of the date hereof, 3,659,628 of the Company’s Series
F Preferred Shares remain issued and outstanding.
The information contained in this report on Form 6-K is hereby incorporated
by reference into the Company's registration statements on Form F-3 (File Nos. 333-267170, 333-268475 and 333-267545).
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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TOP SHIPS INC. |
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(Registrant) |
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By: |
/s/ Evangelos J. Pistiolis |
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Name: |
Evangelos J. Pistiolis |
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Title: |
Chief Executive Officer |
Date: April 19, 2022
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