- Additional Proxy Soliciting Materials (definitive) (DEFA14A)
February 10 2012 - 3:39PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported):
February 10, 2012
WINN-DIXIE
STORES, INC.
(Exact name of registrant as specified in its charter)
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Florida
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1-3657
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59-0514290
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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5050 Edgewood Court, Jacksonville, Florida
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32254-3699
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(Address of principal executive offices)
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(Zip Code)
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(904) 783-5000
(Registrants telephone number, including area code)
Unchanged
(Former name, former address and former fiscal year, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events.
On February 10, 2012, the communications attached hereto as Exhibits 99.1, 99.2, 99.3 and 99.4 were distributed to certain holders of
Winn-Dixie Stores, Inc. (Winn-Dixie or the Company) equity awards. Exhibits 99.1, 99.2, 99.3 and 99.4 are incorporated herein by reference.
Forward Looking Statements
Certain statements contained in this Current
Report on Form 8-K and the exhibits filed herewith contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All
statements, other than statements of historical facts, including, among others, statements regarding the Companys proposed merger with a subsidiary of BI-LO, LLC, are forward-looking statements. Those statements include statements regarding
the intent, belief or current expectations of Winn-Dixie and members of its management team, as well as the assumptions on which such statements are based, and generally are identified by the use of words such as may, will,
seeks, anticipates, believes, estimates, expects, plans, intends, should or similar expressions. Forward-looking statements are not guarantees of future
performance and involve risks and uncertainties that actual results may differ materially from those contemplated by such forward-looking statements. Many of these factors are beyond Winn-Dixies ability to control or predict. Such factors
include, but are not limited to, approval of the Agreement and Plan of Merger, dated as of December 16, 2011, among Winn-Dixie, Opal Holdings, LLC and Opal Merger Sub, Inc. (the Merger Agreement), by Winn-Dixies shareholders,
any conditions imposed in connection with the Merger (as defined in the Merger Agreement), the satisfaction of various other conditions to the closing of the Merger contemplated by the Merger Agreement, and other factors discussed in
Winn-Dixies Annual Report on Form 10-K for the fiscal year ended June 29, 2011, and other Winn-Dixie filings with the Securities and Exchange Commission (SEC). These risks and uncertainties should be considered in evaluating
any forward-looking statements contained herein. Winn-Dixie does not undertake an obligation to update forward-looking statements.
Additional Information and Where to Find it
In connection with the proposed merger and required shareholder approval, Winn-Dixie Stores, Inc. has filed a proxy statement with the U.S. Securities and Exchange Commission (the SEC).
INVESTORS AND SECURITY HOLDERS ARE ADVISED TO READ THE PROXY STATEMENT AND OTHER RELEVANT MATERIALS FILED BY WINN-DIXIE BECAUSE THEY CONTAIN, OR WILL CONTAIN, IMPORTANT INFORMATION ABOUT WINN-DIXIE AND THE MERGER. Investors and security holders may
obtain free copies of these documents (when they are available) and other documents filed with the SEC at the SECs web site at
www.sec.gov
. In addition, the documents filed by Winn-Dixie Stores, Inc. with the SEC may be obtained free of
charge by contacting Winn-Dixie at Winn-Dixie Stores, Inc., Attn: Investor Relations, 5050 Edgewood Court, Jacksonville, Florida, 32254-3699. Our filings with the SEC are also available on our website at
www.WinnDixie.com
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Participants in the Solicitation
Winn-Dixie and its officers and directors may be deemed to be participants in the solicitation of proxies from Winn-Dixies shareholders with respect to the merger. Information about
Winn-Dixies officers and directors and their ownership of Winn-Dixies common shares is set forth in the proxy statement for Winn-Dixies 2011 Annual Meeting of Shareholders, which was filed with the SEC on September 27, 2011.
Investors and security holders may obtain more detailed information regarding the direct and indirect interests of Winn-Dixie and its officers and directors in the merger by reading the definitive proxy statement regarding the merger, which has been
filed with the SEC.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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99.1
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Notice to Holders of RSUs and Options
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99.2
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Cover Letter
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99.3
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FAQs for Holders of RSUs and Options
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99.4
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Form of Potential Value Statement
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: February 10, 2012
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Winn-Dixie Stores, Inc.
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By:
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/s/ Timothy L.
Williams
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Timothy L. Williams
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Senior Vice President, General Counsel and
Corporate Secretary
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EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Notice to Holders of RSUs and Options
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99.2
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Cover Letter
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99.3
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FAQs for Holders of RSUs and Options
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99.4
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Form of Potential Value Statement
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