Statement of Changes in Beneficial Ownership (4)
October 31 2019 - 12:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Heyden Olaf Robert |
2. Issuer Name and Ticker or Trading Symbol
DIEBOLD NIXDORF, Inc
[
DBD
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, Services
|
(Last)
(First)
(Middle)
C/O DIEBOLD NIXDORF, INCORPORATED, 5995 MAYFAIR RD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/31/2019
|
(Street)
NORTH CANTON, OH 44720
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares
|
|
|
|
|
|
|
|
1000
|
I
|
By Spouse
|
Common Shares
|
10/31/2019
|
|
P
|
|
1000
|
A
|
$6.98 (1)
|
160202 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
1000
|
A
|
$6.99 (3)
|
161202 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
8730
|
A
|
$6.99 (4)
|
169932 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
5
|
A
|
$7.08 (5)
|
169937 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
1800
|
A
|
$7.01 (6)
|
171737 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
1000
|
A
|
$6.98 (7)
|
172737 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
1000
|
A
|
$6.99 (8)
|
173737 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
1782
|
A
|
$6.97 (9)
|
175519 (2)
|
D
|
|
Common Shares
|
10/31/2019
|
|
A
|
|
3683
|
A
|
$6.99 (8)
|
179202 (2)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Qualified Stock Options (10)
|
$26.6
|
|
|
|
|
|
|
2/8/2018
|
2/7/2027
|
Common Shares
|
49650.0
|
|
49650
|
D
|
|
Non-Qualified Stock Option (11)
|
$18.75
|
|
|
|
|
|
|
2/1/2019
|
2/1/2028
|
Common Shares
|
30278.0
|
|
30278
|
D
|
|
Non-Qualified Stock Option (11)
|
$4.08
|
|
|
|
|
|
|
1/29/2020
|
1/29/2029
|
Common Shares
|
47407.0
|
|
47407
|
D
|
|
Explanation of Responses:
|
(1)
|
Original purchase price was EUR 6.264. USD amount based on the currency exchange rate for purchase date.
|
(2)
|
Number includes restricted stock units.
|
(3)
|
Original purchase price was EUR 6.272. USD amount based on the currency exchange rate for purchase date.
|
(4)
|
Original purchase price was EUR 6.27. USD amount based on the currency exchange rate for purchase date.
|
(5)
|
Original purchase price was EUR 6.35. USD amount based on the currency exchange rate for purchase date.
|
(6)
|
Original purchase price was EUR 6.292. USD amount based on the currency exchange rate for purchase date.
|
(7)
|
Original purchase price was EUR 6.26. USD amount based on the currency exchange rate for purchase date.
|
(8)
|
Original purchase price was EUR 6.268. USD amount based on the currency exchange rate for purchase date.
|
(9)
|
Original purchase price was EUR 6.256. USD amount based on the currency exchange rate for purchase date.
|
(10)
|
Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
|
(11)
|
Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Heyden Olaf Robert C/O DIEBOLD NIXDORF, INCORPORATED 5995 MAYFAIR RD. NORTH CANTON, OH 44720
|
|
|
SVP, Services
|
|
Signatures
|
Jonathan B. Leiken, Attorney in fact for Olaf R Heyden
|
|
10/31/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Diebold Nixdorf (NYSE:DBD)
Historical Stock Chart
From Apr 2024 to May 2024
Diebold Nixdorf (NYSE:DBD)
Historical Stock Chart
From May 2023 to May 2024
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.