- Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (N-Q)
October 24 2012 - 8:38AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-Q
________
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS
OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22263
Exchange Traded Concepts Trust
(Exact name of Registrant as specified in
charter)
________
2545 S. Kelly Avenue, Suite C
Edmond, OK 73013
(Address of principal executive offices)
(Zip code)
SEI Investments Global Fund Services
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of
agent for service)
Registrant’s telephone number,
including area code: 1-405-778-8377
Date of fiscal year end: November 30,
2012
Date of reporting period: August 31,
2012
Item 1. Schedule of Investments
Exchange
Traded Concepts
Schedule
of Investments ● Yorkville High Income MLP ETF
August 31, 2012 (Unaudited)
Description
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Shares
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Market Value
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MASTER LIMITED PARTNERSHIPS — 89.8%
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Energy — 61.1%
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Alliance Holdings GP
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27,875
|
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$
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1,349,150
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|
Alliance Resource Partners
|
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45,042
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2,789,451
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|
BreitBurn Energy Partners
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175,072
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3,426,159
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Capital Product Partners
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200,344
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1,542,649
|
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Global Partners
|
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61,680
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|
|
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1,550,635
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Inergy
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182,245
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3,929,202
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Legacy Reserves
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112,679
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3,142,617
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Linn Energy
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92,271
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3,668,695
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Martin Midstream Partners
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69,167
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|
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2,353,061
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Natural Resource Partners
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124,761
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2,582,553
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Pioneer Southwest Energy
|
|
|
|
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Partners
|
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120,209
|
|
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3,077,350
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PVR Partners
|
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128,614
|
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3,133,037
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QR Energy
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65,055
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1,162,533
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Rhino Resource Partners
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73,024
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1,139,905
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Teekay Offshore Partners
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80,346
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2,281,023
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Vanguard Natural Resources
|
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122,266
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3,499,253
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40,627,273
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Industrials — 3.2%
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Navios Maritime Partners
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149,318
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2,160,632
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Materials — 9.8%
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CVR Partners
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117,129
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3,002,016
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Terra Nitrogen
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15,913
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3,502,292
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|
|
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6,504,308
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Utilities — 15.7%
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AmeriGas Partners
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76,269
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3,265,839
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Ferrellgas Partners
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197,868
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4,056,294
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Suburban Propane Partners
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80,469
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3,114,150
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10,436,283
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Total Master Limited
Partnerships
(Cost $58,425,811)
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59,728,496
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ROYALTY TRUSTS — 10.7%
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Energy — 10.7%
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BP Prudhoe Bay Royalty
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Trust
|
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27,989
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|
|
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2,472,268
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Enduro Royalty Trust
|
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118,866
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|
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2,169,305
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San Juan Basin Royalty Trust
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180,847
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2,463,136
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Total Royalty Trusts
(Cost $8,494,539)
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7,104,709
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Total Investments - 100.50%
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(Cost $66,920,350) †
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$
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66,833,205
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Percentages are based on Net Assets of $66,513,907.
GP – General Partner
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†
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At August 31, 2012, the tax basis cost of the Fund's investments was $66,920,350, and the unrealized
appreciation and depreciation were $2,881,541 and $(2,968,686,) respectively.
|
For information regarding the Fund's policy
regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual
financial statements.
As of August 31, 2012, all of the Fund's investments were considered
Level 1, in accordance with ASC-820.
There have been no transfers between
Level 1 & Level 2 assets and liabilities. It is the Fund’s policy to recognize transfers into and out of Level 1 and
Level 2 at the end of the reporting period.
YCM-QH-001-0100
Item 2. Controls and Procedures
(a) The Registrant’s principal executive and principal
financial officers, or persons performing similar functions, have concluded that the Registrant’s disclosure controls and
procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”)) are effective, based
on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b)
under the Securities Exchange Act of 1934 as of a date within 90 days of the filing date of this report.
(b) There were no significant changes in the Registrant’s
internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s
last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal
control over financial reporting.
Item 3. Exhibits.
(a) A separate certification for the principal executive officer
and the principal financial officer of the Registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as
amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
(Registrant)
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Exchange Traded Concepts Trust
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By (Signature and Title)
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/s/ J. Garrett Stevens
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J. Garrett Stevens, President
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Date: October 24, 2012
Pursuant to the requirements of the Securities Exchange Act
of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant
and in the capacities and on the dates indicated.
By (Signature and Title)
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/s/ J. Garrett Stevens
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J. Garrett Stevens, President
|
Date: October 24, 2012
By (Signature and Title)
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/s/ Richard
Hogan
|
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Richard
Hogan, Treasurer
|
Date: October 24, 2012
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