Initial Statement of Beneficial Ownership (3)
November 12 2019 - 12:57PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Henkes Ian J |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/31/2019
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3. Issuer Name and Ticker or Trading Symbol
NEXTIER OILFIELD SOLUTIONS INC. [NEX]
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(Last)
(First)
(Middle)
C/O NEXTIER OILFIELD SOLUTIONS INC., 3990 ROGERDALE ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP, Operations / |
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 19487.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit (1) | (2) | (2) | Common Stock | 10527.00 | $0.00 | D | |
| Restricted Stock Unit (1) | (3) | (3) | Common Stock | 11600.00 | $0.00 | D | |
| Restricted Stock Unit (1) | (4) | (4) | Common Stock | 40000.00 | $0.00 | D | |
| Employee Stock Options (Right to Buy) | (5) | (5) | Common Stock | 31579.00 | $19.00 | D | |
| Employee Stock Option (Right to Buy) | (6) | (6) | Common Stock | 20500.00 | $15.63 | D | |
| Explanation of Responses: |
| (1) | Restricted Stock Units convert into common stock on a one-for-one basis. |
| (2) | On April 3, 2017, the reporting person was granted 31,579 shares that vested in three equal annual installments. The last installment will vest on April 3, 2020. |
| (3) | On March 1, 2018, the reporting person was granted 20,500 shares that vested in three equal annual installments. The last two installments will vest on March 1, 2020 and 2021. |
| (4) | On April 8, 2019, the reporting person was granted 40,000 shares that vest in three equal annual installments on each of April 8 2020, 2021 and 2022. |
| (5) | These options become exerciasble in three equal annual installments on each of April 3 2018, 2019 and 2020. |
| (6) | These options become exerciasble in three equal annual installments on each of March 1 2019, 2020 and 2021. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Henkes Ian J
C/O NEXTIER OILFIELD SOLUTIONS INC.
3990 ROGERDALE ROAD
HOUSTON, TX 77042 |
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| SVP, Operations |
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Signatures
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| Kevin McDonald, Attorney-in-Fact | | 11/12/2019 |
| **Signature of Reporting Person | Date |
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