- Statement of Changes in Beneficial Ownership (4)
November 30 2009 - 8:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Biller Andrea R
|
2. Issuer Name
and
Ticker or Trading Symbol
GRUBB & ELLIS CO
[
GBE
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Exec. VP, Gen. Counsel, Sec'y
|
(Last)
(First)
(Middle)
C/O GRUBB & ELLIS COMPANY, 1551 N. TUSTIN AVE., SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/25/2009
|
(Street)
SANTA ANA, CA 92705
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.01
|
|
|
|
|
|
|
|
302610
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Preferred Stock, par value $0.01
(1)
|
(2)
|
11/25/2009
|
|
P
|
|
1000
|
|
(3)
|
(3)
|
Common Stock, par value $0.01
|
(2)
|
$100.00
|
1000
|
D
|
|
Stock Option (right to buy)
|
$10.00
|
|
|
|
|
|
|
(4)
|
11/16/2016
|
Common Stock, par value $0.01
|
35200
|
|
35200
|
D
|
|
Explanation of Responses:
|
(
1)
|
The full title of the deriviative security is 12% Cumulative Participating Perpetual Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock").
|
(
2)
|
Each share of Preferred Stock is initially convertible into 31.322 shares of the Company's common stock, which represents a conversion price of approximately $3.19 per share. If the Company's certificate of incorporation is amended to increase the number of authorized shares of capital stock to 220,000,000 shares, 200,000,000 of such shares being common stock, and 20,000,000 of such shares being preferred stock, each share of Preferred Stock will be convertible into 60.606 shares of the Company's common stock, which represents a conversion price of approximately $1.65 per share.
|
(
3)
|
The Preferred Stock is convertible, in whole or in part, into common stock at any time at Ms. Biller's option and has no expiration date.
|
(
4)
|
The option has become fully exercisable as of November 16, 2008.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Biller Andrea R
C/O GRUBB & ELLIS COMPANY
1551 N. TUSTIN AVE., SUITE 300
SANTA ANA, CA 92705
|
|
|
Exec. VP, Gen. Counsel, Sec'y
|
|
Signatures
|
/s/ Andrea R. Biller
|
|
11/30/2009
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Grubb & Ellis Company Common Stock (NYSE:GBE)
Historical Stock Chart
From Oct 2024 to Nov 2024
Grubb & Ellis Company Common Stock (NYSE:GBE)
Historical Stock Chart
From Nov 2023 to Nov 2024
Real-Time news about Grubb & Ellis Company Common Stock (New York Stock Exchange): 0 recent articles
More News Articles