Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
March 26 2014 - 2:51PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number
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811-6325
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Dreyfus Midcap Index Fund, Inc.
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(Exact name of Registrant as specified in charter)
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c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
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(Address of principal executive offices) (Zip code)
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John Pak, Esq.
200 Park Avenue
New York, New York 10166
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(Name and address of agent for service)
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Registrant's telephone number, including area code:
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(212) 922-6000
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Date of fiscal year end:
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10/31
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Date of reporting period:
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1/31/2014
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FORM N-Q
Item 1. Schedule of Investments.
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STATEMENT OF INVESTMENTS
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Dreyfus Midcap Index Fund, Inc.
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January 31, 2014 (Unaudited)
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Common Stocks--99.6%
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Shares
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Value ($)
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Automobiles & Components--.5%
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Gentex
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336,036
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10,884,206
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Thor Industries
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104,287
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5,357,223
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16,241,429
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Banks--5.2%
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Associated Banc-Corp
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368,023
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6,061,339
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Astoria Financial
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191,988
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2,541,921
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BancorpSouth
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190,974
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4,501,257
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Bank of Hawaii
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102,455
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5,817,395
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Cathay General Bancorp
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164,578
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3,867,583
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City National
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109,999
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7,958,428
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Commerce Bancshares
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189,383
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8,232,479
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Cullen/Frost Bankers
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122,297
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9,052,424
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East West Bancorp
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331,549
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11,093,630
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First Horizon National
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541,755
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6,371,039
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First Niagara Financial Group
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822,625
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7,107,480
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FirstMerit
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383,623
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7,806,728
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Fulton Financial
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435,324
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5,376,251
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Hancock Holding
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191,034
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6,609,776
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International Bancshares
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128,514
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3,008,513
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New York Community Bancorp
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1,022,317
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16,551,312
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Prosperity Bancshares
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131,844
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8,248,161
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Signature Bank
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109,775
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a
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13,399,136
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SVB Financial Group
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106,025
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a
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11,899,186
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Synovus Financial
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2,212,120
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7,410,602
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TCF Financial
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383,838
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6,179,792
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Trustmark
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157,560
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3,743,626
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Valley National Bancorp
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451,628
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b
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4,376,275
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Washington Federal
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234,160
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5,123,421
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Webster Financial
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210,271
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6,379,622
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Westamerica Bancorporation
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62,749
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b
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3,097,291
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181,814,667
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Capital Goods--11.6%
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A.O. Smith
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174,967
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8,261,942
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Acuity Brands
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99,685
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12,663,982
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AECOM Technology
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222,071
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a
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6,366,776
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AGCO
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210,144
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11,206,980
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Alliant Techsystems
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74,000
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10,633,800
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B/E Aerospace
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228,296
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a
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18,142,683
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Carlisle
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147,645
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11,003,982
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CLARCOR
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113,735
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6,303,194
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Crane
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113,594
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7,174,597
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Donaldson
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312,158
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12,879,639
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Esterline Technologies
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72,972
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a
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7,512,467
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Exelis
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437,728
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8,575,092
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Fortune Brands Home & Security
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385,411
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17,366,620
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GATX
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107,132
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6,202,943
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General Cable
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112,743
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3,216,558
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Graco
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142,169
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9,879,324
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Granite Construction
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85,277
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2,838,871
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Harsco
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183,353
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4,655,333
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Hubbell, Cl. B
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124,806
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14,568,604
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Huntington Ingalls Industries
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113,183
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10,754,649
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IDEX
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188,207
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13,552,786
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ITT
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210,743
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8,629,926
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KBR
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343,940
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10,765,322
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Kennametal
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182,181
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7,895,725
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Lennox International
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104,284
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9,026,823
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Lincoln Electric Holdings
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189,372
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13,104,542
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MSC Industrial Direct, Cl. A
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111,983
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9,408,812
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Nordson
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140,201
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9,718,733
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Oshkosh
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200,655
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10,863,462
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Regal-Beloit
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104,800
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7,764,632
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SPX
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105,323
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10,487,011
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Terex
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258,666
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10,605,306
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Timken
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181,442
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10,220,628
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Trinity Industries
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181,388
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10,562,223
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Triumph Group
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120,941
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8,274,783
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United Rentals
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216,209
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a
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17,499,956
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URS
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171,875
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8,628,125
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Valmont Industries
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62,237
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9,110,252
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Wabtec
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223,339
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16,484,652
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Watsco
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63,067
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5,967,400
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Woodward
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141,063
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6,044,550
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404,823,685
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Commercial & Professional Services--2.9%
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Clean Harbors
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128,364
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a
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7,198,653
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Copart
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259,581
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a
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8,898,437
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Corporate Executive Board
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76,435
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5,587,398
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Deluxe
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115,991
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5,631,363
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FTI Consulting
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93,354
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a
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3,460,633
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Herman Miller
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138,383
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3,878,875
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HNI
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104,060
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3,570,299
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Manpowergroup
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183,217
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14,272,604
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Mine Safety Appliances
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71,380
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3,596,124
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R.R. Donnelley & Sons
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422,310
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7,800,066
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Rollins
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145,315
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4,187,978
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The Brink's Company
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109,551
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3,466,194
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Towers Watson & Co., Cl. A
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149,654
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17,497,546
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Waste Connections
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286,735
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11,721,727
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100,767,897
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Consumer Durables & Apparel--4.1%
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Brunswick
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211,264
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8,759,005
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Carter's
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126,696
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8,520,306
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Deckers Outdoor
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78,141
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a
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6,091,091
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Hanesbrands
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229,856
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16,351,956
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Jarden
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277,394
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a
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16,768,467
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KB Home
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195,051
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b
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3,772,286
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M.D.C. Holdings
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87,603
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2,706,057
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NVR
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9,718
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a
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11,208,838
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Polaris Industries
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149,306
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18,693,111
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Tempur Sealy International
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140,663
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a
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6,933,279
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Toll Brothers
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368,771
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a
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13,552,334
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Tupperware Brands
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117,630
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9,217,487
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Under Armour, Cl. A
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186,186
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a
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20,128,568
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142,702,785
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Consumer Services--2.5%
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Apollo Education Group
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226,549
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a
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7,315,267
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Bally Technologies
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90,662
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a
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6,647,338
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Bob Evans Farms
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61,768
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3,103,842
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Brinker International
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155,913
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7,539,953
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Cheesecake Factory
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108,870
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4,849,070
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DeVry Education Group
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129,298
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4,672,830
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Domino's Pizza
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129,473
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9,142,089
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International Speedway, Cl. A
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62,694
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2,104,638
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Life Time Fitness
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89,910
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a
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3,700,696
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Matthews International, Cl. A
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62,681
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2,665,196
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Panera Bread, Cl. A
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62,129
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a
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10,504,150
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Scientific Games, Cl. A
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110,531
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a
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1,556,276
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Service Corporation International
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492,546
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8,718,064
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Sotheby's
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159,700
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7,652,824
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Wendy's
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640,236
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b
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5,806,941
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85,979,174
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Diversified Financials--3.2%
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Affiliated Managers Group
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122,753
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a
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24,457,308
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Apollo Investment
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503,067
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4,245,885
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CBOE Holdings
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202,492
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|
10,533,634
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Eaton Vance
|
281,668
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|
10,723,101
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Federated Investors, Cl. B
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219,280
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b
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5,896,439
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Greenhill & Co.
|
60,051
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|
3,119,649
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Janus Capital Group
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342,281
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b
|
3,761,668
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MSCI
|
274,834
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a
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11,740,908
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Raymond James Financial
|
285,908
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|
14,555,576
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SEI Investments
|
332,690
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|
11,331,421
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Waddell & Reed Financial, Cl. A
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198,220
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|
12,848,620
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|
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113,214,209
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Energy--5.6%
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|
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Alpha Natural Resources
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494,753
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a,b
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2,810,197
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|
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Atwood Oceanics
|
134,124
|
a
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6,357,478
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Bill Barrett
|
110,663
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a,b
|
3,099,671
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CARBO Ceramics
|
44,995
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|
5,179,824
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Cimarex Energy
|
201,303
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|
19,723,668
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Dresser-Rand Group
|
177,161
|
a
|
10,098,177
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Dril-Quip
|
94,503
|
a
|
9,503,222
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Energen
|
168,717
|
|
11,931,666
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Gulfport Energy
|
195,156
|
a
|
11,894,758
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Helix Energy Solutions Group
|
229,332
|
a
|
4,676,079
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HollyFrontier
|
460,525
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|
21,322,308
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Oceaneering International
|
250,821
|
|
17,093,451
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Oil States International
|
127,989
|
a
|
12,024,567
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ONE Gas
|
119,173
|
a
|
4,066,183
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Patterson-UTI Energy
|
335,232
|
|
8,612,110
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Rosetta Resources
|
142,563
|
a
|
6,074,609
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SM Energy
|
155,454
|
|
12,865,373
|
Superior Energy Services
|
370,447
|
|
8,757,367
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Tidewater
|
115,377
|
|
5,982,297
|
Unit
|
101,870
|
a
|
5,090,444
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World Fuel Services
|
164,549
|
b
|
7,029,533
|
|
|
|
194,192,982
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Food & Staples Retailing--.3%
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|
|
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SUPERVALU
|
444,967
|
a
|
2,571,909
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United Natural Foods
|
114,977
|
a
|
7,768,996
|
|
|
|
10,340,905
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Food, Beverage & Tobacco--2.6%
|
|
|
|
Dean Foods
|
221,718
|
a
|
3,503,144
|
Flowers Foods
|
407,079
|
|
8,528,305
|
Green Mountain Coffee Roasters
|
303,931
|
b
|
24,618,411
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Hain Celestial Group
|
110,993
|
a
|
10,199,147
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Hillshire Brands
|
285,770
|
|
10,179,127
|
Ingredion
|
177,973
|
|
11,087,718
|
Lancaster Colony
|
43,963
|
|
3,821,264
|
Post Holdings
|
73,376
|
a
|
3,927,817
|
Tootsie Roll Industries
|
47,603
|
b
|
1,444,275
|
Universal
|
52,715
|
b
|
2,705,334
|
WhiteWave Foods, Cl. A
|
402,945
|
a
|
9,755,298
|
|
|
|
89,769,840
|
Health Care Equipment & Services--6.4%
|
|
|
|
Align Technology
|
163,055
|
a
|
9,688,728
|
Allscripts Healthcare Solutions
|
359,749
|
a
|
5,957,443
|
Community Health Systems
|
263,410
|
a
|
10,907,795
|
Cooper
|
113,562
|
|
14,113,485
|
Health Net
|
180,366
|
a
|
5,932,238
|
Henry Schein
|
198,975
|
a
|
22,860,238
|
Hill-Rom Holdings
|
132,746
|
|
4,814,697
|
HMS Holdings
|
205,950
|
a
|
4,743,029
|
Hologic
|
633,662
|
a
|
13,535,020
|
IDEXX Laboratories
|
120,429
|
a
|
13,760,218
|
LifePoint Hospitals
|
106,933
|
a
|
5,668,518
|
Masimo
|
116,883
|
a
|
3,418,828
|
MEDNAX
|
233,454
|
a
|
12,989,381
|
Omnicare
|
238,903
|
|
14,921,881
|
Owens & Minor
|
143,176
|
|
4,959,617
|
ResMed
|
329,550
|
b
|
14,371,676
|
Sirona Dental Systems
|
126,916
|
a
|
9,130,337
|
STERIS
|
137,022
|
|
6,287,940
|
Teleflex
|
95,612
|
|
8,953,108
|
Thoratec
|
132,004
|
a
|
4,612,220
|
Universal Health Services, Cl. B
|
207,378
|
|
17,009,144
|
VCA Antech
|
200,820
|
a
|
6,414,191
|
WellCare Health Plans
|
101,669
|
a
|
6,619,669
|
|
|
|
221,669,401
|
Household & Personal Products--1.0%
|
|
|
|
Church & Dwight
|
321,830
|
|
20,783,781
|
Energizer Holdings
|
144,434
|
|
13,649,013
|
|
|
|
34,432,794
|
Insurance--5.1%
|
|
|
|
Alleghany
|
38,888
|
a
|
14,479,169
|
American Financial Group
|
166,082
|
|
9,121,223
|
Arthur J. Gallagher & Co.
|
305,160
|
|
14,107,547
|
Aspen Insurance Holdings
|
148,624
|
|
5,781,474
|
|
|
|
|
Brown & Brown
|
277,149
|
|
8,727,422
|
Everest Re Group
|
111,054
|
|
16,076,177
|
Fidelity National Financial, Cl. A
|
633,043
|
|
19,966,176
|
First American Financial
|
242,827
|
|
6,294,076
|
HCC Insurance Holdings
|
232,670
|
|
9,983,870
|
Kemper
|
116,213
|
|
4,270,828
|
Mercury General
|
82,254
|
|
3,769,701
|
Old Republic International
|
561,687
|
|
8,773,551
|
Primerica
|
127,763
|
|
5,382,655
|
Protective Life
|
179,738
|
|
8,808,959
|
Reinsurance Group of America
|
163,813
|
|
12,231,917
|
RenaissanceRe Holdings
|
102,469
|
|
9,294,963
|
StanCorp Financial Group
|
99,748
|
|
6,408,809
|
The Hanover Insurance Group
|
101,765
|
|
5,651,010
|
W.R. Berkley
|
254,003
|
|
9,845,156
|
|
|
|
178,974,683
|
Materials--7.0%
|
|
|
|
Albemarle
|
188,942
|
|
12,126,298
|
AptarGroup
|
152,934
|
|
9,757,189
|
Ashland
|
167,179
|
|
15,515,883
|
Cabot
|
138,665
|
|
6,748,826
|
Carpenter Technology
|
123,182
|
|
7,158,106
|
Commercial Metals
|
272,669
|
|
5,197,071
|
Compass Minerals International
|
75,591
|
|
5,942,964
|
Cytec Industries
|
82,464
|
|
7,419,286
|
Domtar
|
73,802
|
|
7,927,073
|
Eagle Materials
|
116,025
|
|
9,136,969
|
Greif, Cl. A
|
68,411
|
|
3,463,649
|
Intrepid Potash
|
120,271
|
a,b
|
1,767,984
|
Louisiana-Pacific
|
328,609
|
a
|
5,760,516
|
Martin Marietta Materials
|
107,393
|
|
11,706,911
|
Minerals Technologies
|
78,430
|
|
4,053,262
|
NewMarket
|
26,501
|
|
8,874,125
|
Olin
|
182,161
|
b
|
4,683,359
|
Packaging Corporation of America
|
227,527
|
|
14,698,244
|
Reliance Steel & Aluminum
|
179,459
|
|
12,553,157
|
Rock-Tenn, Cl. A
|
167,040
|
|
16,951,219
|
Royal Gold
|
147,354
|
|
8,242,983
|
RPM International
|
308,524
|
|
12,239,147
|
Scotts Miracle-Gro, Cl. A
|
102,276
|
|
6,074,172
|
Sensient Technologies
|
116,617
|
|
5,704,904
|
Silgan Holdings
|
101,716
|
|
4,661,644
|
Sonoco Products
|
236,814
|
|
9,799,363
|
Steel Dynamics
|
515,584
|
|
8,507,136
|
Valspar
|
187,050
|
|
13,145,874
|
Worthington Industries
|
123,486
|
|
5,006,122
|
|
|
|
244,823,436
|
Media--1.2%
|
|
|
|
AMC Networks, Cl. A
|
137,701
|
a
|
8,873,452
|
Cinemark Holdings
|
241,322
|
|
7,073,148
|
DreamWorks Animation SKG, Cl. A
|
164,204
|
a
|
5,540,243
|
John Wiley & Sons, Cl. A
|
105,292
|
|
5,700,509
|
Lamar Advertising, Cl. A
|
151,828
|
a
|
7,387,950
|
Meredith
|
86,939
|
|
3,980,067
|
New York Times, Cl. A
|
293,510
|
|
4,150,231
|
|
|
|
42,705,600
|
Pharmaceuticals, Biotech & Life Sciences--3.2%
|
|
|
|
Bio-Rad Laboratories, Cl. A
|
45,905
|
a
|
5,835,444
|
Charles River Laboratories
|
|
|
|
International
|
111,065
|
a
|
6,278,504
|
Covance
|
130,396
|
a
|
12,330,246
|
Cubist Pharmaceuticals
|
171,916
|
a
|
12,565,340
|
Endo Health Solutions
|
266,272
|
a
|
17,541,999
|
Mallinckrodt
|
132,693
|
a
|
7,673,636
|
Mettler-Toledo International
|
68,843
|
a
|
16,956,031
|
Salix Pharmaceuticals
|
145,956
|
a
|
14,207,357
|
Techne
|
77,175
|
|
7,012,892
|
United Therapeutics
|
107,255
|
a
|
11,006,508
|
|
|
|
111,407,957
|
Real Estate--9.4%
|
|
|
|
Alexander & Baldwin
|
99,690
|
|
3,898,876
|
Alexandria Real Estate Equities
|
166,333
|
c
|
11,664,933
|
|
|
|
|
American Campus Communities
|
243,639
|
c
|
8,468,892
|
BioMed Realty Trust
|
446,624
|
c
|
8,713,634
|
BRE Properties
|
179,297
|
c
|
10,596,453
|
Camden Property Trust
|
198,057
|
c
|
12,243,884
|
Corporate Office Properties Trust
|
203,814
|
c
|
5,064,778
|
Corrections Corporation of America
|
269,245
|
c
|
9,038,555
|
Duke Realty
|
756,349
|
c
|
11,882,243
|
Equity One
|
141,313
|
c
|
3,202,153
|
Essex Property Trust
|
88,275
|
b,c
|
13,980,112
|
Extra Space Storage
|
255,344
|
c
|
11,659,007
|
Federal Realty Investment Trust
|
150,865
|
c
|
16,444,285
|
Highwoods Properties
|
209,099
|
c
|
7,765,937
|
Home Properties
|
132,347
|
c
|
7,378,345
|
Hospitality Properties Trust
|
344,628
|
c
|
8,856,940
|
Jones Lang LaSalle
|
103,191
|
|
11,790,604
|
Kilroy Realty
|
190,647
|
c
|
10,066,162
|
Liberty Property Trust
|
340,306
|
c
|
12,387,138
|
Mack-Cali Realty
|
198,098
|
c
|
4,007,523
|
Mid-America Apartment Communities
|
173,645
|
c
|
11,207,048
|
National Retail Properties
|
283,219
|
b,c
|
9,402,871
|
Omega Healthcare Investors
|
284,783
|
b,c
|
9,095,969
|
Potlatch
|
92,410
|
c
|
3,696,400
|
Rayonier
|
293,036
|
c
|
12,969,773
|
Realty Income
|
477,933
|
b,c
|
19,490,108
|
Regency Centers
|
214,452
|
c
|
10,323,719
|
Senior Housing Properties Trust
|
437,106
|
c
|
9,843,627
|
SL Green Realty
|
219,892
|
c
|
20,619,273
|
Taubman Centers
|
147,650
|
c
|
9,600,203
|
UDR
|
581,785
|
c
|
14,160,647
|
Weingarten Realty Investors
|
260,977
|
c
|
7,565,723
|
|
|
|
327,085,815
|
Retailing--4.7%
|
|
|
|
Aaron's
|
177,789
|
|
4,780,746
|
Abercrombie & Fitch, Cl. A
|
172,265
|
|
6,094,736
|
Advance Auto Parts
|
168,858
|
|
19,386,587
|
American Eagle Outfitters
|
383,495
|
|
5,188,687
|
ANN
|
103,762
|
a
|
3,355,663
|
Ascena Retail Group
|
299,722
|
a
|
5,622,785
|
Big Lots
|
131,461
|
a
|
3,521,840
|
Cabela's
|
108,389
|
a
|
7,246,889
|
Chico's FAS
|
363,452
|
|
6,033,303
|
CST Brands
|
175,971
|
|
5,618,754
|
Dick's Sporting Goods
|
236,401
|
|
12,411,053
|
Foot Locker
|
344,502
|
|
13,297,777
|
Guess?
|
137,674
|
|
3,861,756
|
HSN
|
76,067
|
|
4,166,190
|
J.C. Penney
|
709,047
|
a,b
|
4,197,558
|
LKQ
|
696,706
|
a
|
18,859,831
|
Murphy USA
|
102,466
|
a
|
3,969,533
|
Office Depot
|
1,111,617
|
a
|
5,435,807
|
Rent-A-Center
|
120,867
|
|
3,014,423
|
Signet Jewelers
|
186,083
|
|
14,802,903
|
Williams-Sonoma
|
206,593
|
|
11,263,450
|
|
|
|
162,130,271
|
Semiconductors & Semiconductor Equipment--2.5%
|
|
|
|
Advanced Micro Devices
|
1,433,271
|
a,b
|
4,916,120
|
Atmel
|
971,339
|
a
|
8,120,394
|
Cree
|
279,884
|
a
|
16,910,591
|
Cypress Semiconductor
|
327,031
|
a,b
|
3,283,391
|
Fairchild Semiconductor
|
|
|
|
International
|
286,662
|
a
|
3,657,807
|
Integrated Device Technology
|
320,524
|
a
|
3,093,057
|
International Rectifier
|
159,447
|
a
|
4,147,216
|
Intersil, Cl. A
|
288,074
|
|
3,266,759
|
RF Micro Devices
|
664,240
|
a
|
3,540,399
|
Semtech
|
161,052
|
a
|
3,673,596
|
Silicon Laboratories
|
93,097
|
a
|
4,397,902
|
Skyworks Solutions
|
435,720
|
a
|
13,180,530
|
SunEdison
|
570,464
|
a
|
7,935,154
|
Teradyne
|
445,528
|
|
8,380,382
|
|
|
|
88,503,298
|
Software & Services--8.8%
|
|
|
|
|
|
|
|
ACI Worldwide
|
88,451
|
a
|
5,361,015
|
Acxiom
|
174,850
|
a
|
6,287,606
|
Advent Software
|
90,854
|
|
2,985,462
|
ANSYS
|
214,827
|
a
|
16,870,364
|
AOL
|
182,392
|
a
|
8,404,623
|
Broadridge Financial Solutions
|
276,731
|
|
10,042,568
|
Cadence Design Systems
|
668,512
|
a
|
9,439,389
|
CommVault Systems
|
103,350
|
a
|
7,138,385
|
Compuware
|
504,580
|
|
5,116,441
|
Concur Technologies
|
109,314
|
a
|
13,264,161
|
Convergys
|
230,601
|
|
4,697,342
|
CoreLogic
|
217,931
|
a
|
6,941,102
|
DST Systems
|
66,796
|
|
6,078,436
|
Equinix
|
115,385
|
a
|
21,369,302
|
FactSet Research Systems
|
91,644
|
b
|
9,693,186
|
Fair Isaac
|
79,145
|
|
4,302,322
|
Fortinet
|
316,180
|
a
|
6,703,016
|
Gartner
|
213,814
|
a
|
15,037,539
|
Global Payments
|
169,238
|
|
11,184,939
|
Informatica
|
247,436
|
a
|
9,986,517
|
Jack Henry & Associates
|
198,666
|
|
11,081,589
|
Leidos Holdings
|
169,340
|
b
|
7,677,876
|
ManTech International, Cl. A
|
53,298
|
|
1,550,972
|
Mentor Graphics
|
227,012
|
|
4,721,850
|
MICROS Systems
|
174,857
|
a
|
9,709,809
|
NeuStar, Cl. A
|
145,659
|
a
|
4,936,384
|
PTC
|
277,568
|
a
|
9,903,626
|
Rackspace Hosting
|
266,247
|
a
|
9,694,053
|
Rovi
|
235,844
|
a
|
5,002,251
|
Science Applications International
|
92,503
|
|
3,423,536
|
SolarWinds
|
147,530
|
a
|
5,884,972
|
Solera Holdings
|
159,865
|
|
10,683,778
|
Synopsys
|
358,203
|
a
|
14,277,972
|
TIBCO Software
|
350,644
|
a
|
7,465,211
|
ValueClick
|
141,635
|
a
|
3,045,153
|
VeriFone Systems
|
254,188
|
a
|
7,373,994
|
WEX
|
90,338
|
a
|
7,440,238
|
|
|
|
304,776,979
|
Technology Hardware & Equipment--4.4%
|
|
|
|
3D Systems
|
221,569
|
a,b
|
17,222,558
|
ADTRAN
|
134,483
|
|
3,414,523
|
Arrow Electronics
|
233,798
|
a
|
12,012,541
|
Avnet
|
319,173
|
|
13,108,435
|
Ciena
|
240,262
|
a
|
5,605,312
|
Diebold
|
148,880
|
b
|
5,000,879
|
Ingram Micro, Cl. A
|
358,297
|
a
|
8,964,591
|
InterDigital
|
95,418
|
|
2,743,268
|
Itron
|
90,923
|
a
|
3,671,471
|
JDS Uniphase
|
541,703
|
a
|
7,199,233
|
Lexmark International, Cl. A
|
141,534
|
|
5,546,717
|
National Instruments
|
227,082
|
|
6,585,378
|
NCR
|
386,131
|
a
|
13,587,950
|
Plantronics
|
102,119
|
|
4,383,969
|
Polycom
|
320,951
|
a
|
3,828,945
|
Riverbed Technology
|
376,776
|
a
|
7,430,023
|
Tech Data
|
84,863
|
a
|
4,575,813
|
Trimble Navigation
|
597,672
|
a
|
19,322,736
|
Vishay Intertechnology
|
317,755
|
a
|
4,315,113
|
Zebra Technologies, Cl. A
|
113,701
|
a
|
6,249,007
|
|
|
|
154,768,462
|
Telecommunication Services--.5%
|
|
|
|
Telephone & Data Systems
|
226,892
|
|
6,130,622
|
tw telecom
|
329,516
|
a
|
9,707,541
|
|
|
|
15,838,163
|
Transportation--2.4%
|
|
|
|
Alaska Air Group
|
161,312
|
|
12,754,940
|
Con-way
|
132,606
|
|
5,101,353
|
Genesee & Wyoming, Cl. A
|
117,961
|
a
|
10,656,597
|
J.B. Hunt Transport Services
|
213,191
|
|
15,999,985
|
JetBlue Airways
|
506,574
|
a,b
|
4,437,588
|
Kirby
|
131,732
|
a
|
13,145,536
|
Landstar System
|
105,584
|
|
6,064,745
|
|
|
|
|
Matson
|
94,847
|
|
2,269,689
|
Old Dominion Freight Line
|
162,213
|
a
|
8,798,433
|
UTi Worldwide
|
207,062
|
|
3,242,591
|
Werner Enterprises
|
102,101
|
|
2,660,752
|
|
|
|
85,132,209
|
Utilities--4.5%
|
|
|
|
Alliant Energy
|
257,438
|
|
13,376,478
|
Aqua America
|
410,493
|
|
9,831,307
|
Atmos Energy
|
211,195
|
|
10,139,472
|
Black Hills
|
101,217
|
|
5,549,728
|
Cleco
|
140,700
|
|
6,874,602
|
Great Plains Energy
|
349,033
|
|
8,614,134
|
Hawaiian Electric Industries
|
231,948
|
|
6,035,287
|
IDACORP
|
114,567
|
|
6,041,118
|
MDU Resources Group
|
438,160
|
|
14,038,646
|
National Fuel Gas
|
194,178
|
|
14,633,254
|
OGE Energy
|
460,295
|
|
15,682,251
|
PNM Resources
|
182,272
|
|
4,493,005
|
Questar
|
406,744
|
|
9,485,270
|
UGI
|
264,921
|
|
11,494,922
|
Vectren
|
187,377
|
|
6,843,008
|
Westar Energy
|
295,400
|
|
9,798,418
|
WGL Holdings
|
116,619
|
|
4,405,866
|
|
|
|
157,336,766
|
Total Common Stocks
|
|
|
|
(cost $2,337,895,554)
|
|
|
3,469,433,407
|
|
Principal
|
|
|
Short-Term Investments--.0%
|
Amount ($)
|
|
Value ($)
|
U.S. Treasury Bills;
|
|
|
|
0.08%, 6/26/14
|
|
|
|
(cost $834,739)
|
835,000
|
d
|
834,872
|
|
Other Investment--.4%
|
Shares
|
|
Value ($)
|
Registered Investment Company;
|
|
|
|
Dreyfus Institutional Preferred
|
|
|
|
Plus Money Market Fund
|
|
|
|
(cost $13,160,056)
|
13,160,056
|
e
|
13,160,056
|
Investment of Cash Collateral for
|
|
|
|
Securities Loaned--4.2%
|
|
|
|
Registered Investment Company;
|
|
|
|
Dreyfus Institutional Cash
|
|
|
|
Advantage Fund
|
|
|
|
(cost $146,690,157)
|
146,690,157
|
e
|
146,690,157
|
Total Investments
(cost $2,498,580,506)
|
104.2
|
%
|
3,630,118,492
|
Liabilities, Less Cash and Receivables
|
(4.2
|
%)
|
(147,603,566
)
|
Net Assets
|
100.0
|
%
|
3,482,514,926
|
|
|
a
|
Non-income producing security.
|
b
|
Security, or portion thereof, on loan. At January 31, 2014, the value of the fund's securities on loan was $150,391,797 and
|
|
the value of the collateral held by the fund was $154,457,400, consisting of cash collateral of $146,690,157 and U.S.
|
|
Government & Agency securities valued at $7,767,243.
|
c
|
Investment in real estate investment trust.
|
d
|
Held by or on behalf of a counterparty for open financial futures contracts.
|
e
|
Investment in affiliated money market mutual fund.
|
At January 31, 2014, net unrealized appreciation on investments was $1,131,537,986 of which $1,218,171,616 related to appreciated investment securities and $86,633,630 related to depreciated investment securities. At January 31, 2014, the cost of investments for federal income tax purposes was substantially the same as the cost for financial reporting purposes.
|
|
Portfolio Summary (Unaudited) †
|
Value (%)
|
Capital Goods
|
11.6
|
Real Estate
|
9.4
|
Software & Services
|
8.8
|
Materials
|
7.0
|
Health Care Equipment & Services
|
6.4
|
Energy
|
5.6
|
Banks
|
5.2
|
Insurance
|
5.1
|
Retailing
|
4.7
|
Short-Term/Money Market Investments
|
4.6
|
Utilities
|
4.5
|
Technology Hardware & Equipment
|
4.4
|
Consumer Durables & Apparel
|
4.1
|
|
|
Diversified Financials
|
3.2
|
Pharmaceuticals, Biotech & Life Sciences
|
3.2
|
Commercial & Professional Services
|
2.9
|
Food, Beverage & Tobacco
|
2.6
|
Consumer Services
|
2.5
|
Semiconductors & Semiconductor Equipment
|
2.5
|
Transportation
|
2.4
|
Media
|
1.2
|
Household & Personal Products
|
1.0
|
Automobiles & Components
|
.5
|
Telecommunication Services
|
.5
|
Food & Staples Retailing
|
.3
|
|
104.2
|
|
|
|
|
|
|
STATEMENT OF FINANCIAL FUTURES
|
|
|
|
|
January 31, 2014 (Unaudited)
|
|
|
|
|
|
|
|
|
Market Value
|
|
Unrealized
|
|
|
|
Covered by
|
|
(Depreciation)
|
|
|
Contracts
|
Contracts ($)
|
Expiration
|
at 1/31/2014
|
($)
|
Financial Futures Long
|
|
|
|
|
|
Standard & Poor's Midcap 400 E-mini
|
112
|
14,675,360
|
March 2014
|
(387,686
|
)
|
The following is a summary of the inputs used as of January 31, 2014 in valuing the fund's investments:
|
|
|
|
|
|
|
|
|
Level 3 -
|
|
|
|
Level 1 -
|
Level 2 - Other
|
Significant
|
|
|
|
Unadjusted Quoted
|
Significant
|
Unobservable
|
|
|
Assets ($)
|
Prices
|
Observable Inputs
|
Inputs
|
Total
|
|
Investments in Securities:
|
|
|
|
|
|
Equity Securities - Domestic Common Stocks+
|
3,451,387,913
|
-
|
-
|
3,451,387,913
|
|
Equity Securities - Foreign Common Stocks+
|
18,045,494
|
-
|
-
|
18,045,494
|
|
Mutual Funds
|
159,850,213
|
-
|
-
|
159,850,213
|
|
U.S. Treasury
|
-
|
834,872
|
-
|
834,872
|
|
Other Financial Instruments:
|
|
|
|
|
|
Financial Futures++
|
(387,686
)
|
-
|
-
|
(387,686
|
)
|
|
+ See Statement of Investments for additional detailed categorizations.
|
++ Amount shown represents unrealized (depreciation) at period end.
|
The Financial Accounting Standards Board (“FASB”) Accounting Standards Codification (“ASC”) is the exclusive reference of authoritative U.S. generally accepted accounting principles (“GAAP”) recognized by the FASB to be applied by nongovernmental entities. Rules and interpretive releases of the Securities and Exchange Commission (“SEC”) under authority of federal laws are also sources of authoritative GAAP for SEC registrants. The fund's financial statements are prepared in accordance with GAAP, which may require the use of management estimates and assumptions. Actual results could differ from those estimates.
The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (i.e. the exit price). GAAP establishes a fair value hierarchy that prioritizes the inputs of valuation techniques used to measure fair value. This hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements).
Additionally, GAAP provides guidance on determining whether the volume and activity in a market has decreased significantly and whether such a decrease in activity results in transactions that are not orderly. GAAP requires enhanced disclosures around valuation inputs and techniques used during annual and interim periods.
Various inputs are used in determining the value of the fund’s investments relating to fair value measurements. These inputs are summarized in the three broad levels listed below:
Level 1—unadjusted quoted prices in active markets for
identical investments.
Level 2—other significant observable inputs (including quoted
prices for similar investments, interest rates, prepayment speeds,
credit risk, etc.).
Level 3—significant unobservable inputs (including the fund’s own
assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. Valuation techniques used to value the fund’s investments are as follows: Investments in securities are valued at the last sales price on the securities exchange or national securities market on which such securities are primarily traded. Securities listed on the National Market System for which market quotations are available are valued at the official closing price or, if there is no official closing price that day, at the last sales price. Securities not listed on an exchange or the national securities market, or securities for which there were no transactions, are valued at the average of the most recent bid and asked prices, except for open short positions, where the asked price is used for valuation purposes. Bid price is used when no asked price is available. Registered investment companies that are not traded on an exchange are valued at their net asset value. All preceding securities are categorized as Level 1 of the fair value hierarchy.
Fair valuing of securities may be determined with the assistance of a
pricing service using calculations based on indices of domestic securities and other appropriate indicators, such as prices of relevant ADRs and futures contracts. Utilizing these techniques may result in transfers between Level 1 and Level 2 of the fair value hierarchy.
When market quotations or official closing prices are not readily available, or are determined not to reflect accurately fair value, such as when the value of a security has been significantly affected by events after the close of the exchange or market on which the security is principally traded (for example, a foreign exchange or market), but before the fund calculates its net asset value, the fund may value these investments at fair value as determined in accordance with the procedures approved by the Board of Trustees. Certain factors may be considered when fair valuing investments such as: fundamental analytical data, the nature and duration of restrictions on disposition, an evaluation of the forces that influence the market in which the securities are purchased and sold, and public trading in similar securities of the issuer or comparable issuers. These securities are either categorized within Level 2 or 3 depending on the relevant inputs used.
For restricted securities where observable inputs are limited, assumptions about market activity and risk are used and are categorized as Level 3 of the fair value hierarchy.
Pursuant to a securities lending agreement with The Bank of New York Mellon, the fund may lend securities to qualified institutions. It is the fund’s policy that, at origination, all loans are secured by collateral of at least 102% of the value of U.S. securities loaned and 105% of the value of foreign securities loaned. Collateral equivalent to at least 100% of the market value of securities on loan is maintained at all times. Collateral is either in the form of cash, which can be invested in certain money market mutual funds managed by the Manager or U.S. Government and Agency securities. The fund is entitled to receive all dividends, interest and distributions on securities loaned, in addition to income earned as a result of the lending transaction. Should a borrower fail to return the securities in a timely manner, The Bank of New York Mellon is required to replace the securities for the benefit of the fund and credit the fund with the market value of the unreturned securities and is subrogated to the fund’s rights against the borrower and the collateral.
U.S. Treasury Bills are valued at the mean price between quoted bid prices and asked prices by the Service. These securities are generally categorized within Level 2 of the fair value hierarchy.
Derivatives: A derivative is a financial instrument whose performance is derived from the performance of another asset. Each type of derivative instrument that was held by the fund during the period ended January 31, 2014 is discussed below.
Futures Contracts: In the normal course of pursuing its investment objective, the fund is exposed to market risk, including interest rate risk as a result of changes in value of underlying financial instruments. The fund invests in financial futures contracts in order to manage its exposure to or protect against changes in the market. A futures contract represents a commitment for the future purchase or a sale of an asset at a specified date. Upon entering into such contracts, these investments
require initial margin deposits with a broker, which consist of cash or cash equivalents. The amount of these deposits is determined by the exchange or Board of Trade on which the contract is traded and is subject to change. Accordingly, variation margin payments are received or made to reflect daily unrealized gains or losses which are recorded in the Statement of Operations. When the contracts are closed, the fund recognizes a realized gain or loss. There is minimal counterparty credit risk to the fund with futures since futures are exchange traded, and the exchange’s clearinghouse guarantees the futures against default.
Additional investment related disclosures are hereby incorporated by reference to the annual and semi-annual reports previously filed with the Securities and Exchange Commission on Form N-CSR.
Item 2. Controls and Procedures.
(a) The Registrant's principal executive and principal financial officers have concluded, based on their evaluation of the Registrant's disclosure controls and procedures as of a date within 90 days of the filing date of this report, that the Registrant's disclosure controls and procedures are reasonably designed to ensure that information required to be disclosed by the Registrant on Form N-Q is recorded, processed, summarized and reported within the required time periods and that information required to be disclosed by the Registrant in the reports that it files or submits on Form N-Q is accumulated and communicated to the Registrant's management, including its principal executive and principal financial officers, as appropriate to allow timely decisions regarding required disclosure.
(b) There were no changes to the Registrant's internal control over financial reporting that occurred during the Registrant's most recently ended fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant's internal control over financial reporting.
Item 3. Exhibits.
(a) Certifications of principal executive and principal financial officers as required by Rule 30a-2(a) under the Investment Company Act of 1940.
FORM N-Q
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Midcap Index Fund, Inc.
By:
/s/ Bradley J. Skapyak
|
Bradley J. Skapyak
President
|
Date:
|
March 25, 2014
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
|
|
By:
/s/ Bradley J. Skapyak
|
Bradley J. Skapyak
President
|
Date:
|
March 25, 2014
|
|
By:
/s/ James Windels
|
James Windels
Treasurer
|
Date:
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March 25, 2014
|
|
EXHIBIT INDEX
(a) Certifications of principal executive and principal financial officers as required by Rule 30a-2(a) under the Investment Company Act of 1940. (EX-99.CERT)
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